A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
We are seeking a Chief Compliance Officer (CCO) to join our Legal team at Real. Lead and manage a team of compliance professionals, providing guidance and support to ensure effective execution of compliance responsibilities. Develop and deliver compliance training programs to employees at all levels...
As the Chief Compliance Officer for Swope Health, you will lead a dedicated compliance team, with the goal of driving organizational excellence throughout Swope Health. Reporting to the President/CEO, the incumbent is responsible for directly influencing organizational performance through management...
We are currently seeking a Chief Compliance Officer for a direct hire opportunity with a financial services client. Prepares periodic Compliance Officer Reports for the Board of Directors. Serves as a resource to compliance officers in RIA firms that require documentation of NATC’s systems and proce...
The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family Office's compliance needs. More than 10 years of experience in wealth management industry required, focused on operations and compliance, and possessing a deep understanding of the operational and compliance fu...
The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family Office's compliance needs. More than 10 years of experience in wealth management industry required, focused on operations and compliance, and possessing a deep understanding of the operational and compliance fu...
Stifel is seeking a seasoned Chief Compliance Officer (CCO) to lead and manage the compliance function across our commercial bank and trust entities ('Banks'). Reporting directly to the Enterprise Chief Compliance Officer of Stifel Financial, the CCO plays a critical role in long-range planning and ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Chief Compliance Officer position will serve as a key role in managing the compliance management system for key areas of compliance risk and providing oversight and counsel on the compliance risk within the company. The individual in this position will report directly to the Chief Risk Officer a...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Stifel is seeking a seasoned Chief Compliance Officer (CCO) to lead and manage the compliance function across our commercial bank and trust entities ('Banks'). Reporting directly to the Enterprise Chief Compliance Officer of Stifel Financial, the CCO plays a critical role in long-range planning and ...
A company is looking for a Chief Information Security Officer (CISO) to lead its cybersecurity strategy and operations. ...
A company is looking for a Deputy Chief Information Security Officer to perform advanced information security work and manage security operations. ...
A company is looking for a Chief of Staff for the Head of Engineering. ...
A company is looking for a Senior Manager, Ethics and Compliance Investigations. ...
A company is looking for a Lead Information Security Analyst, Compliance (Remote Work Option). ...
A company is looking for an Associate General Counsel II with privacy-related experience preferred. ...
A company is looking for a Senior Security Compliance Analyst who will ensure a positive security and compliance posture. ...
A company is looking for an Associate General Counsel, Brokerage. ...
A company is looking for a Loan Compliance Monitoring & Testing Specialist (Remote - WA, OR, CA, ID). ...
A company is looking for a Chief of Staff, Strategic Growth to drive business initiatives during an accelerated growth phase. ...
A company is looking for a Vendor Compliance Senior Specialist in Retail Operations. ...
A company is looking for a Governance, Risk & Compliance Manager to enhance and mature security programs. ...
A company is looking for a Coding Compliance Audit Specialist to conduct audits and ensure compliance with coding regulations. ...