A company is looking for an Operations Analyst/Project Manager. ...
There is one position available, and this position will be filled at one of two job grade levels: SOX Compliance and Financial Reporting Analyst II, job grade 8 or SOX Compliance and Financial Reporting Analyst III, job grade 9. SOX Compliance and Financial Reporting Analyst III. SOX Compliance and ...
A company is looking for a Corporate Compliance Analyst to ensure ethical business conduct and compliance with laws. ...
The Marketing Compliance Analyst will be part of a global team that reviews all marketing presentations promoting the firm's services and products. Through intensive training, the Marketing Compliance Analyst will become an expert in issues affecting marketing presentations across multiple jurisdict...
A company is looking for a Security Compliance Analyst III. ...
Our clientis seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
There is one position available, and this position will be filled at one of two job grade levels: SOX Compliance and Financial Reporting Analyst II, job grade 8 or SOX Compliance and Financial Reporting Analyst III, job grade 9. SOX Compliance and Financial Reporting Analyst II and III Westminster ,...
This individual will report to the Compliance Manager and will be responsible for the day-to-day review of communications with the public; ensuring that all communications comply with federal and state regulatory standards. Review and approve company, product, and producer advertising material for c...
Vertafore is seeking a full-time Compliance Analyst focusing on governance, risk, and compliance (GRC) to join its Privacy and Compliance team. As an analyst, you will start building knowledge to become the subject-matter expert within Vertafore's Privacy and Compliance program, focusing on complian...
Compliance Analyst, Federal Compliance and Reporting will assist in execution of equal employment opportunity/affirmative action (EEO/AA) regulatory reporting and compliance initiatives for the enterprise. The successful candidate will possess experience with equal employment and affirmative action ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations. Participate in regulatory and corporate audits for advertising compliance. Contribute to the development of new and/or enhanced compliance programs and enter...
The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
The M&A Senior Compliance Analyst will work in a team-centered environment under the direct supervision of the M&A Compliance Director to support the firm’s compliance activities. Essential Job Functions for the Compliance Analyst will include:. Other compliance functions as assigned by the M&A Comp...
Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and government entities in more than 200 countries and territories each year.Our mission is to connect the world through the most innova...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Under general supervision, the Analyst will support the institution’s compliance, privacy and contract management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures c...
Vertafore is seeking a full-time Compliance Analyst focusing on governance, risk, and compliance (GRC) to join its Privacy and Compliance team. As an analyst, you will start building knowledge to become the subject-matter expert within Vertafore's Privacy and Compliance program, focusing on complian...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
Must have at least 15 years of experience.At least 10+ years' experience managing complex projects requiring coordination across multiple business lines/organizations.Experience with IT projects in the Financial Industry.Experience with IT projects utilizing multiple technologies and frameworks, par...
The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
There is one position available, and this position will be filled at one of two job grade levels: SOX Compliance and Financial Reporting Analyst II, job grade 8 or SOX Compliance and Financial Reporting Analyst III, job grade 9. SOX Compliance and Financial Reporting Analyst III. SOX Compliance and ...
Participates in developing new compliance systems and tools to support large compliance projects. Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in various FERC rules and orders. Strive for consistency in qualit...
The External Funding Compliance Analyst will play a crucial role adhering to regulatory requirements and reporting standards. This position will be responsible for understanding necessary compliance actions, including budgeting standards, reporting requirements, and procurement policies to ensure Tr...