A company is looking for a P&C Compliance Analyst to ensure compliance with applicable laws and regulations in mortgage insurance processing and lender placement. ...
Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD related transactions. If the goods are identified with some potential risks, such goods need to be sent to dedicated compliance team to have an internal...
A company is looking for a Technology Compliance Analyst to join their Information Security team. ...
Generate regular compliance reports for management and regulatory bodies, ensuring accurate and up-to-date records of the company’s compliance activities. Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance and Ethics Professional (CCEP), or similar are ...
A company is looking for a Healthcare Compliance Analyst to assist in ensuring adherence to regulatory requirements and internal policies. ...
Third-Party Risk and Compliance team is responsible for establishing and maintaining a compliance program to assess, monitor, and report on a variety of compliance risks related to third party vendors. The Compliance Analyst assists in performing risk assessments of third-party Contractors and Subre...
The Insurance Compliance Analyst will analyze and monitor insurance coverage placement in accordance with CPC and Investor guidelines for CPC’s commercial real estate loan portfolio. Perform compliance reviews of insurance certificates and policies and work with internal and external stakehold...
We are looking for an experienced senior analyst to help support the company-wide SOX compliance program. You will assist in gathering, analyzing, and reporting data; documenting internal controls over financial reporting, and you will report directly to the Director, Corporate Compliance. Support t...
The role involves working closely with senior Compliance and Legal team members on a variety of compliance matters, including reviewing marketing materials for SEC and FINRA compliance, organizing client communications, performing compliance testing, and assisting with regulatory filings. The ideal ...
The Senior Governance, Risk & Compliance (GRC) Analyst at CoreWeave will be responsible for supporting the GRC Manager and internal stakeholders with the design, implementation and enforcement of security, operational and privacy controls to govern the protection of CoreWeave Cloud. The primary ...
ORCA is recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst, who will:. Conduct professional organizational research to promote efficiencies for reaching compliance goals for all ORCAs compliance and audit initiatives: Serious Incident Reporting, OTDA Inspection Report...
Analyst, Compliance (Account Review). Compliance at Gemini is a team dedicated to managing the next generation of financial crime in a complex and evolving regulatory environment. Gemini is looking for a smart, friendly individual that is organized, detail-oriented and eager to contribute to a world...
Join us as a Vendor Compliance Analyst. ...
DSNY is seeking four Contracts and Compliance Analysts to join the Bureau of Commercial Waste. The Contracts and Compliance Unit ensures that awardees meet all their contractual obligations regarding proper operations, recycling, safety and training, pricing, customer service, infrastructure, and di...
Collaborating with the Compliance staff to support the firm’s business units. Designing and reviewing automated compliance monitoring reports. Ensuring adherence to compliance policies. Working on long-term projects to maintain the firm’s high standards of compliance with new and existing regulation...
The NYC Department of Design and Construction, Office of Diversity, and Industry Relations (ODIR) seeks a Minority and Women-Owned Business Enterprise (M/WBE) Outreach and Compliance Analyst. The M/WBE Outreach and Compliance Analyst will coordinate and attend networking and outreach events; maintai...
Conduct regular assessments to ensure compliance with cybersecurity regulations, standards, and industry best practices. Support the development of policies, procedures, and controls to address cybersecurity compliance requirements. Coordinate and participate in internal and external audits related ...
The Comms Compliance Review (CCR) team within ECMX is responsible for consulting with marketing content creators, helping them develop effective and compliant advertising, and ultimately reviewing and approving marketing creatives to ensure they conform with all applicable regulations, legal require...
We are looking for aCompliance Analyst to support our global private investments and tradingcompliance program, with a primary focus on information controls. In this role,the Compliance Analyst will work closely with internal teams to addressescalated issues, aid in the implementation of IT solution...
Analyst, Compliance (Institutional Onboarding). Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment. Gemini is looking for a smart, friendly individual who is organized, detail-oriented and eager to c...
Comprehensive knowledge of US and Canadian laws, regulations, and governance, especially as they pertain to private fund advisers.Experienced in monitoring, reporting, and implementing regulations in business practices, including:Enforcing a Code of Ethics for personal trading, market abuse, gifts a...
Job Title: Compliance Analyst- US Control Room. The US Control Room performs a vital function to the organization by supporting multiple business lines and establishing and maintaining a best in class Compliance program for the firm’s central US-registered Broker-Dealer, Cantor Fitzgerald & Co. The ...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm’s business activities are conducted in strict accordance with regulatory requirements. Collaborating...
WHAT IS THE OPPORTUNITY? The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Assist in Risk Assessment to identify compliance risk exposure and help the organization prioritize compliance risks. For ...