The Mortgage Operations and Compliance Risk Analyst will create, update, and maintain policies and procedures pertaining to mortgage operations, production, and compliance functions, partner with various stakeholders in the organization to implement policies, procedures and best practices, and monit...
The IMA Certificate Compliance (IMACC) team is seeking an Analyst to join our team! This role is responsible for the support of the IMACC Advisors in their essential job responsibilities, the auditing of incoming certificates of insurance, reporting compliance to agents and clients, and calling insu...
A company is looking for a Compliance & Privacy Analyst to ensure adherence to legal, regulatory, and contractual requirements within the organization. Certified Compliance & Ethics Professional (CCEP) is preferred. ...
Enterprise Technology Services Analyst Contractor – (Desktop Governance & Compliance Operations). We seek a highly skilled and motivated analyst with primary responsibilities supporting audit and risk compliance, governing new software, and rationalizing applications. Desktop Governance & Compliance...
A company is looking for a Senior Privacy Compliance Analyst to monitor privacy compliance activities and provide technical expertise on privacy matters. ...
Address emails and phone calls coming into the Compliance Inbox and Compliance Hotline. The Broker Dealer (BD) Compliance team is responsible for making sure that the Firm’s policies and procedures are followed regarding the products, processes, procedures, and services offered. Respond to and addre...
A company is looking for a Senior Trade Compliance Analyst responsible for overseeing export operational activities. ...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Maintain, update, and oversee the compliance monitoring tools to aid in the adherence to client guidelines and the enforcement of the Code of Ethics and Compliance Manual. This position reports to the Compliance Manager – Asset Management and offers an opportunity to make a significant impact on our...
Trade Compliance Engineer and Analyst. This entry-level position ensures compliance with applicable U. Collecting, reviewing, and approving Customer End Use and Export Compliance Certifications (EUC). ...
Under general supervision, the Analyst will support the institution’s compliance andprivacy management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures covering the...
Participates in developing new compliance systems and tools to support large compliance projects. Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in various FERC rules and orders. Strive for consistency in qualit...
The City and County of Denver (CCD) is seeking a Data Protection Governance, Risk, Compliance, (GRC) Analyst holistically, ensuring risk and vulnerabilities are viewed not only from a system security standpoint, although from the lens of the end user and application. You will also support other GRC ...
Under general supervision, the Analyst will support the institution’s compliance andprivacy management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures covering the...
Our client is seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
Must have at least 15 years of experience.At least 10+ years' experience managing complex projects requiring coordination across multiple business lines/organizations.Experience with IT projects in the Financial Industry.Experience with IT projects utilizing multiple technologies and frameworks, par...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
The Analyst/Senior Analyst will report to the iTeam Director and collaborate closely within the Compliance Department and with other team members throughout the organization. Analyst, Compliance Investigations. The Compliance Investigations Team (iTeam) is responsible for investigating reports of po...
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...
Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations. Participate in regulatory and corporate audits for advertising compliance. Contribute to the development of new and/or enhanced compliance programs and enter...
Tracks key customer compliance requirements and performs customer compliance activities, such as periodically updating specific customers on security and compliance program performance per a given customer's request, to ensure compliance with our customer requirements. Utilizes the Governance, Risk ...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...