Gather, analyze and document requirements for system changes working closely with Product Filing & Compliance Analyst and Executive Underwriting. Collaborate with IT Business Analyst for system changes and testing. Outline Compliance system changes for release notes to end users. Monitor product...
A company is looking for an IT Compliance Analyst. ...
The Senior Regulatory Operations Analyst is an advanced-level professional position responsible for a wide range of tasks in support of various regulatory compliance functions in Market Regulation and Transparency Services (MRTS), including those related to managing conflicts of interest-related com...
A company is looking for a Senior Compliance Professional. ...
Compliance Analyst (Regulatory Requests). Provide general regulatory and other compliance-related updates to ensure continued rule compliance for many business lines. Interact with Operation groups and other business units by providing guidance on day-to-day compliance functions to ensure ongoing aw...
Reporting to our Head of Compliance, you will help business partners navigate the regulatory landscape. This variety of work will support M1's business through contributions in all functions of compliance, including:. ...
A High Frequency Prop Trading Firm is looking to bring on a Trade Reconciliation Compliance Analyst to their team. Work with the fee analyst to investigate and resolve unreconciled items. ...
As a Senior Analyst - Payroll Compliance you will be responsible for providing support to the payroll team by aiding in the development and maintenance of comprehensive procedural documentation. Generate reports from the payroll and timekeeping systems to assess audit and compliance risks while bein...
Job Summary: Talent Software Services is in search of a Banker - Compliance Analyst for a contract position in Chicago, IL. Track and follow up on outstanding compliance requirements. Security, Compliance and Regulatory Governance. ...
Security Risk and Compliance Analyst will operate within a divisional security team reporting to the Director of Information Security. Analyst will be responsible for risk assessment, reporting and audit of Customer facing applications supporting the Tax and Accounting (TAA) and Corporate Performanc...
The SEVIS Compliance Analyst is responsible for applying federal regulatory parameters to determine whether non-immigrant student and exchange faculty members are compliant with Department of Homeland Security (DHS) regulations, as part of the mandatory SEVIS reporting responsibilities of the Univer...
This role will report into the HR Compliance Lead who reports into the VP Corporate HR & Compliance. Conducts compliance audits, analyzes and interprets data/trends, supports policy implementation, and prepares compliance reports for internal and external (regulatory agencies) stakeholders. At l...
We have an exciting opportunity for a Senior Communications Compliance Analyst, Advertising Regulation:. FINRA is hiring a Senior Analyst for our Advertising Regulation group. With limited supervision and guidance, as needed, reviews communications with the public submitted by firms for compliance ...
The Senior Compliance Analyst (Advertising Review) plays a crucial role in upholding the integrity and regulatory compliance of all advertising and marketing materials. Compliance Analyst is responsible for ensuring and enabling the adherence to advertising compliance policies by reviewing and appro...
Collaborate with other Quality Compliance Analysts, Product Filing & Compliance Analyst and Executive Underwriting for above duties and responsibilities. Assist in preparing requirements for compliance system changes and enhancements. Collaborate with IT Business Analyst for system changes and testi...
AZEK is seeking a Cyber Security GRC Senior Analyst to help build out a successful cyber security GRC program. You will be expected to develop GRC processes and implement initiatives related to risk management, training and awareness, policy development, metrics, and security compliance. Work with I...
Primary Skills: Regulatory Governance, Compliance, MS Office,Documentation . We are seeking a detailed-oriented Compliance Officer for our US Registrations team within the Investments & Corporate Banking line of business. Tracking and following up on outstanding compliance requirements. Analyzing an...
Supply Chain Customer Compliance Analyst. Acting as the subject matter expert in understanding all Customer Supply Chain related fees and allowances, the Supply Chain Compliance Analyst plays a pivotal role within a company's supply chain management team. The Supply Chain Compliance Analyst is respo...
As a Senior Analyst on the Environmental Compliance & Strategy (ECS) team, you will support the execution of federal and state environmental permitting and compliance strategies to support the development, construction, and operation of Invenergy’s Grain Belt Express Transmission Project (Project). ...
The TransUnion Consumer Operations Compliance Analyst is an important part of a compliance team that provides support for TransUnion’s consumer-facing operations. Compliance is responsible for the creation, implementation and execution of global compliance programs and policies. This includes ensuri...
The Analyst – Financial Crime Compliance participates in several projects and helps build out the Financial Crime Compliance function at Marex. The analyst conducts investigations of potentially suspicious behavior and periodic reviews of customers. The Financial Crime Compliance team is a second li...
This job works collaboratively to support of all risk and compliance assessment activities of Highmark Health across a broad range of frameworks including NIST, HITRUST, PCI, HIPAA, SOC, MAR, CMS, JCAHO, etc. Collaborate and communicate with Information Security, Privacy, Procurement, Audit, Complia...
Combined Insurance, a Chubb Company, is seeking a Bilingual Field Compliance Analyst to join our fast-paced, high energy, growing company. Bilingual Field Compliance Analyst is responsible for monitoring and evaluating data/ trends related to sales made by agents. Analyst will help identify sales wh...
Analyst, Cyber Security Governance, Risk & Complian. AZEK is seeking a Cyber Security GRC Senior Analyst to help build out a successful cyber security GRC program. You will be expected to develop GRC processes and implement initiatives related to risk management, training and awareness, policy d...