Under the direction of the chief compliance officer or delegate, manages, supports and provides oversight and monitoring of the Firm's internal controls, compliance, and operational functions. Assists in the preparation of compliance training. Manages outside brokerage account statement review/maint...
The Compliance and Data Analyst will be responsible for collecting, managing, and analyzing data related to various compliance initiatives including but not limited to greenhouse gas (GHG) emissions for the company's ESG reporting, conflict minerals surveying and reporting, PFAS surveying and report...
Compliance Analyst or equivalent experience in financial services, preferably health insurance. Medical Mutual' s status as a mutual company means we are owned by our policyholders, not stockholders, so we don't answer to Wall Street analysts or pay dividends to investors. Reviews, evaluates, and mo...
Job Description - PAR - Compliance Analyst II (2400314). PAR - Compliance Analyst II-(2400314). Compliance Analyst or equivalent experience in financial services, preferably health insurance. Medical Mutual’ s status as a mutual company means we are owned by our policyholders, not stockholders, so w...
Senior Analyst, Rates Compliance & Controls. The ideal candidate will possess extensive subject matter expertise in personal lines, property insurance, rates and compliance to effectively steer the outcomes we aim to achieve. ...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
The HRPP department is seeking a Research Compliance Analyst to join their team. Our team aims to enhance the research enterprise via education, community outreach, and streamlined processes while adhering to the highest standards and regulatory compliance. The successful candidate may be appointed...
The HRPP department is seeking a Research Compliance Analyst to join their team. The successful candidate may be appointed to a Research Compliance Specialist based on qualifications, experience, and skills. Serve as liaison for designated research protocols/studies; perform initial/ongoing research...
In rapidly changing global security environments, Northrop Grumman brings informed insights and software-secure technology to enable strategic planning. We’re looking for you to join our team as a *Principal Cost Analyst - Program Control/Financial Planner *based out of *Cincinnati, OH*. What You’l...
Compliance Officer I - Compliance Testing Programs. Responsible for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to ensure compliance with state and federal laws, rules, and regulations. Prepare reporting and actively engage senior LOB leadership to...
Leads a range of key business deliverables including market analysis, customer analysis, business cases, business requirements, test plans, procedures, audit remediation, and/or process/product documentation. Possess solid knowledge of the Payments business line including strategy, business plans, p...
Please see Compliance Job Matrix for other key differences between Responsible Banking; CRA; Lending Compliance; Governance & Review; Specialty, BSA/AML; Financial Products Compliance. Partners with Compliance Director in advocating and facilitating the development, implementation, communication, an...
Model Risk Management program (MRM) aimed at ensuring models and related processes comply with internal policies and regulatory guidance, reflect best practices for their use and operations, and adhere to a strong control environment. Conducts analysis and reporting of model risks to all stakeholder...
Quantitative Risk Analyst - Model Risk. Knowledge of various model types, including credit risk, market risk, and liquidity risk models. The Senior Analystcollaborates with various stakeholders to ensure the accuracy, reliability, andregulatory compliance of models used for pricing, risk measurement...
Compliance Officer II- Mortgage Origination. Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Analyzes data by numerous delivery channels, g...
Compliance Officer II-Compliance Testing Programs. Responsible for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to ensure compliance with state and federal laws, rules, and regulations. Prepare reporting and actively engage senior LOB leadership to ...
Security Implementation – This could include the following: documenting procedures, Administer security applications, system and/or security reviews, vulnerability scans, system patching, and other security related tasks. This position is responsible for security alert monitoring and remediation for...
Vice President and Chief Compliance Officer. Dinsmore Compliance Services, LLC (“DCS”) is a growing provider of outsource compliance services and solutions to investment advisers, municipal advisers, hedge funds, and broker-dealers. We offer full chief compliance officer (CCO) services, consulting, ...
Restricted Research Compliance Specialist Sr. Draft and maintain standard operating procedures for compliance in offices involved in export, travel matters, CUI compliance, and research data protection. Restricted Research Compliance Specialist Sr. It will assist in the day-to-day operation and impl...
Comtech is a woman-owned small business founded in 1998 and headquartered in Reston, VA. Consults with executive-level stakeholders to define business need or problem; conducts research, performs studies and surveys to obtain data; and analyzes problems to advise on or recommend solutions, utilizing...
Would you like to get your foot in the door with one of the top Financial institutions based here in the Cincinnati area? Don't miss your chance and apply now! ....
Job DescriptionJob Overview:Under the direction of the Pharmacy Compounding Coordinators and Director of Pharmacy Operations, the Clinical Pharmacist Compliance Specialist is responsible for assuring that sterile and non-sterile compounding (hazardous and non-hazardous) is performed in accordance wi...
Dinsmore Compliance Services, LLC (“DCS”) is a growing provider of outsource compliance services and solutions to investment advisers, municipal advisers, hedge funds, and broker-dealers. We offer full chief compliance officer (CCO) services, consulting, assessments, and financial operations (FINOPs...
Compliance Specialist Monitoring. Leads cross functional projects to ensure compliance with regulatory requirements and remediate areas of non-compliance. Proven experience conducting compliance assessments of compliance and regulatory risk. Western & Southern Financial Group (W&SFG) insurance compa...
Conceptual understanding of one or more of the following disciplines preferred big data technologies and distributions, metadata management products, commercial ETL tools, Data Visualization and reporting tools, data warehousing, SQL, data testing, major cloud, or rest API design and development. Th...