A company is looking for a Retirement Plan Compliance Analyst I to manage compliance activities for defined contribution plans. ...
Cetera Financial Group is currently seeking a Compliance Analyst for Ad Review. Three years relevant experience in compliance (advertising Compliance experience preferred). Ensure compliance with firm policy by doing the following:. Assist in maintaining internal compliance materials such as manuals...
A company is looking for an Analyst Risk and Compliance to support their Global Data Privacy Compliance program. ...
The Senior Logistics Compliance Analyst is responsible for the import and export compliance procedures and international trade programs, which include but not limited to supply chain security (C-TPAT, AEO), international trade data integrity (country of origin, classification, ECCN, etc), duty drawb...
Key Responsibilities:Conduct general trade surveillance reviews focusing on sales practice exceptionsAnalyze exception report data for trends and assist with compliance-related inquiriesPerform ongoing monitoring of sales practices, operations, and trading functionsRequired Qualifications, Training,...
Contributes to maintaining the Ethics and Compliance risk assessments at the compliance risk, product, business process, or overall enterprise level. Responsible for supporting Ethics and Compliance CMS Analytics and Reporting. Serves as a liaison between Compliance, Information Technology, Line of ...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
The Global Investment Compliance (IC) Change Team supports IC in aspects of transformational change. Working as part of the Global Investment Compliance (IC) Change Team, this role supports IC in aspects of transformational change. As a full-time employee, compliance with the workplace policy means ...
Please make an application promptly if you are a good match for this role due to high levels of interest.Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and government entities in more...
Executives by partnering with the leadership and their teams to apply subject matter expertise to support a culture of risk identification, escalation and timely mitigation of compliance and operational risks. Audit, Compliance or Business Controls. ...
Contract Administration and Labor Compliance Analyst. Vice President of Contracts Procurement and Labor Compliance Analyst. Essential Duties and Responsibilities of Labor Compliance Analyst:. Sourcing and Contract Administration & Federal Labor Laws Compliance. ...
Security Compliance Sr Analyst. This individual will contribute to the compliance and governance activities related to multiple frameworks and requirements including SOC 2, ISO 27001, PCI-DSS, and more. This individual will assist with security controls implementation and maintenance and help evolve...
Senior Payroll and ComplianceTax Analyst. Manage Payroll Tax compliance and reporting for all filings frequencies including daily, weekly, quarterly, and yearly. Monitor and stay up to date with changes in federal, state, and local payroll tax laws, regulations, and compliance requirements. Establis...
Cyber Risk & Compliance Sr Analyst. As a member of the compliance team, you will contribute to compliance and governance activities related to multiple frameworks including SOC 2, PCI-DSS and NIST 800-53. The ideal candidate brings a strong understanding of security controls, control design and ...
Security Compliance Sr Analyst. This individual will contribute to the compliance and governance activities related to multiple frameworks and requirements including SOC 2, ISO 27001, PCI-DSS, and more. This individual will assist with security controls implementation and maintenance and help evolve...
Security Risk and Compliance Analyst will operate within a divisional security team reporting to the Director of Information Security. Analyst will be responsible for risk assessment, reporting and audit of Customer facing applications supporting the Tax and Accounting (TAA) and Corporate Performanc...
We are seeking a skilled an experienced Data, Risk, or Compliance Analyst to join a progressive and forward-thinking Compliance Department that is dedicated to making a difference by supporting our global businesses and promoting compliance and integrity throughout our organization. This role will s...
Reporting directly to the Compliance Officer, this Surplus Lines Compliance Analyst position is responsible for maintaining all surplus lines compliance training and process documentation, underwriting systems management, and handling the surplus lines filings and tax/fee payments for a variety of s...
The right candidate will assist with the compliance team, which is a specialized group that helps ensure clients meet their tax compliance requirements. Assist in onboarding process for new sales tax compliance clients, including set-up of returns software and internal technology tools to manage pro...
This role will create and provide AML, financial crimes and watchlist compliance guidance and training to business partners and insurance agents pertaining to various compliance matters including money laundering, financial crimes, elder abuse, sales practice activities and compliance risk monitorin...
Circle is looking for an experienced Internal Controls and SOX Compliance Senior Analyst. Reporting to the VP of Internal Controls and SOX Compliance, this person will join a growing controls team and play a critical role in defining robust controls and processes as part of the company’s public comp...
Under supervision, the Complaints and Compliance Analyst evaluates and manages inquiries of non-compliance in accordance with laws and regulations within the designated timeframe. Investigates and resolves customer complaints in a timely manner, ensuring compliance with internal policies and regulat...
Sr/Lead SOX Compliance Analyst - P5. As part of the McKesson IT SOX Compliance team, this role will support the enterprise compliance activities across technology and finance organizations. The IT SOX Compliance team supports the IT organization with global regulatory and audit coordination engageme...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
Credigy, a fast-paced growing financial services company, is searching for a talented accounting professional to assist the Accounting Policy team in ensuring companywide compliance with applicable accounting standards and internal accounting policies. This role will be essential in establishing and...