SMBC is looking to hire a Financial Crime Compliance ("FCC") Program Governance Analyst reporting to a Director of FCC Program Governance. The FCC Program Governance Analyst will assist the FCC department in the administration, quality review, and enhancement of key FCC Reporting functions. This rol...
As a Compliance & Product Services property team member you will participate in the technical development of new and revised insurance programs in response to the changing business environment for various lines of business, including commercial property, businessowners, capital assets, farm, equ...
Responsible for performing the necessary functions to support and maintain North Jersey Federal Credit Union's regulatory, legal, and policy compliance. Clearly communicates such impact to the department leads under the direction of the Compliance Officer. Assists with the implementation of a compre...
This position will ensure the Sales, Customer Service, IT, Data, Marketing, Legal and Risk teams maintain cross-functional compliance with all NYC Local Laws, Rules, Regulations and Contract Requirements established for the NYC Commercial Wate Zones Program and the NYC Department of Sanitation. Part...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
This position will ensure the Operations, Safety, IT, Risk and Data teams maintain cross-functional compliance with all NYC Local Laws, Rules, Regulations and Contract Requirements established for the NYC Commercial Wate Zone Program. Partners with and ensures IWS stake holders understand required b...
As a Compliance & Product Services team member you will participate in the technical development of new and revised insurance programs in response to the changing business environment for various lines of business. ...
Description & Requirements The Compliance Management Analyst will support OS in various aspects, including, but not limited to, OS Security Compliance, collaboration with OS Staff Divisions (StaffDiv), coalition building, and awareness programs that promote all OS Cybersecurity initiatives. Thi...
Work with Blackstone compliance regarding firm wide compliance issues and projects; and special compliance/internal audit-related projects as necessary. The CRM team is an oversight control function within BX Central Legal & Compliance designed to assess the effectiveness of BX’ policies and pro...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
As a Compliance & Product Services property team member you will participate in the technical development of new and revised insurance programs in response to the changing business environment for various lines of business, including commercial property, businessowners, capital assets, farm, equ...
Commercial bank located in Fort Lee, NJ looking to bring on board a “Fair Lending Compliance Technical Business Analyst” to join their team. Work closely with Fair Lending Compliance, IT, Product, Engineering, and Data Science to continuously enhance the API framework by identifying bugs, automation...
Supports benefit plan compliance related to Federal and State regulations including, Affordable Care Act (ACA) COBRA and HIPAA. ...
The IT Compliance Analyst for our client is responsible for ensuring our compliance with Sarbanes-Oxley 404 (SOX) reporting requirements, and assisting in our other Information Technology initiatives, such as implementation of SOX framework, reviewing/validating SOC reports and assure that our syste...
As a member of the NERC Compliance Group, you will perform governance and oversight of PSEG’s compliance with the NERC Operations and Planning Reliability Standards. Bachelor’s degree in Engineering, Compliance, Computer Science, or related field with a minimum of 2 years of equivalent experience su...
We are seeking a Financial Analyst, Sarbanes-Oxley (SOX) Compliance and Controls to join our team within the controllership function of Broadridge Financial Solutions, reporting to the Senior Director, SOX Compliance and Controls. Assist in the preparation of reports and presentations for management...
Assist with compliance monitoring reviews which audits the effectiveness of the internal controls as reflected in the related Prudential Regulations compliance programs. Assist the team with managing Audit or Compliance Testing issues, including tracking, monitoring and reporting on the progress of ...
POSITION SUMMARY:Internet Brands and WebMD seek a highly qualified Compliance Analyst to join our compliance team. Assist the Lead GRC Analyst with compliance projects that are in progress. Work with the GRC Analysts to determine which compliance projects need to be done in the near future. Assist t...
Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance advice to the Investment Banking & Research departments , compliance approvals for research publications, public appearances and non deal roadshows. Reviewing and approving Research analysts’ re...
As a Technical Business Analyst, you will play a key role in the delivery of business requirements. Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specified ....
Managing compliance systems, performance monitoring, implementation, and operational support of information technology systems (such as SAI 360) for the Compliance department,. Using technologies (Excel, PowerPoint, Power BI) to build and enhance risk and compliance data analysis and reporting. Cond...
As a Compliance & Product Services property team member you will participate in the technical development of new and revised insurance programs in response to the changing business environment for various lines of business, including commercial property, businessowners, capital assets, farm, equipme...
Conduct compliance reviews of swap dealer operations to ensure adherence to regulatory requirements and internal policies and procedures. Utilize Bloomberg and other systems to gather data and execute compliance reviews. Collaborate with internal stakeholders to resolve compliance issues and impleme...
SMBC is looking to hire a Financial Crime Compliance ("FCC") Program Governance Analyst reporting to a Director of FCC Program Governance. The FCC Program Governance Analyst will assist the FCC department in the administration, quality review, and enhancement of key FCC Reporting functions. This rol...
As a Compliance & Product Services team member you will participate in the technical development of new and revised insurance programs in response to the changing business environment for various lines of business. ...