A company is looking for a Security Compliance Analyst III. ...
The Marketing Compliance Analyst will be part of a global team that reviews all marketing presentations promoting the firm's services and products. Through intensive training, the Marketing Compliance Analyst will become an expert in issues affecting marketing presentations across multiple jurisdict...
A company is looking for a Compliance Operations Analyst. Key Responsibilities:Implement operational changes in tax agency reporting, filing, and payment requirementsDevelop and maintain compliant and efficient procedures across Tax ServicesResearch tax compliance issues, provide solutions, and assi...
Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and government entities in more than 200 countries and territories each year.Our mission is to connect the world through the most innova...
A company is looking for a Compliance Analyst, Market Surveillance Tuning. ...
There is one position available, and this position will be filled at one of two job grade levels: SOX Compliance and Financial Reporting Analyst II, job grade 8 or SOX Compliance and Financial Reporting Analyst III, job grade 9. SOX Compliance and Financial Reporting Analyst III. SOX Compliance and ...
Trade Compliance Engineer and Analyst. Using their engineering knowledge, skills and abilities, a Trade Compliance Engineer and Analyst to review part specification sheets, related product documentation, and the Export Administration Regulations to determine Export Classification Code Numbers (“ECCN...
There is one position available, and this position will be filled at one of two job grade levels: SOX Compliance and Financial Reporting Analyst II, job grade 8 or SOX Compliance and Financial Reporting Analyst III, job grade 9. SOX Compliance and Financial Reporting Analyst II and III Westminster ,...
Our clientis seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
This individual will report to the Compliance Manager and will be responsible for the day-to-day review of communications with the public; ensuring that all communications comply with federal and state regulatory standards. Review and approve company, product, and producer advertising material for c...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
Working knowledge of basic regulatory frameworks, general regulatory and internal control requirements as well as industry knowledge in all aspects of compliance. Requires direct compliance experience in a retail brokerage environment. ...
Vertafore is seeking a full-time Compliance Analyst focusing on governance, risk, and compliance (GRC) to join its Privacy and Compliance team. As an analyst, you will start building knowledge to become the subject-matter expert within Vertafore's Privacy and Compliance program, focusing on complian...
The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations. Participate in regulatory and corporate audits for advertising compliance. Contribute to the development of new and/or enhanced compliance programs and enter...
Must have at least 15 years of experience.At least 10+ years' experience managing complex projects requiring coordination across multiple business lines/organizations.Experience with IT projects in the Financial Industry.Experience with IT projects utilizing multiple technologies and frameworks, par...
The M&A Senior Compliance Analyst will work in a team-centered environment under the direct supervision of the M&A Compliance Director to support the firm’s compliance activities. Essential Job Functions for the Compliance Analyst will include:. Other compliance functions as assigned by the M&A Comp...
Vertafore is seeking a full-time Compliance Analyst focusing on governance, risk, and compliance (GRC) to join its Privacy and Compliance team. As an analyst, you will start building knowledge to become the subject-matter expert within Vertafore's Privacy and Compliance program, focusing on complian...
The External Funding Compliance Analyst will play a crucial role adhering to regulatory requirements and reporting standards. This position will be responsible for understanding necessary compliance actions, including budgeting standards, reporting requirements, and procurement policies to ensure Tr...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
Compliance Analyst, Federal Compliance and Reporting will assist in execution of equal employment opportunity/affirmative action (EEO/AA) regulatory reporting and compliance initiatives for the enterprise. The successful candidate will possess experience with equal employment and affirmative action ...
The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
Participates in developing new compliance systems and tools to support large compliance projects. Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in various FERC rules and orders. Strive for consistency in qualit...