A company is looking for a Payroll Tax Compliance Analyst to ensure regulatory compliance within payroll operations. ...
The Insurance Compliance Analyst will analyze and monitor insurance coverage placement in accordance with CPC and Investor guidelines for CPC’s commercial real estate loan portfolio. Perform compliance reviews of insurance certificates and policies and work with internal and external stakehold...
A company is looking for a Developer Compliance Analyst to ensure third-party applications meet safety standards and policies. ...
Third-Party Risk and Compliance team is responsible for establishing and maintaining a compliance program to assess, monitor, and report on a variety of compliance risks related to third party vendors. The Compliance Support Analyst will perform daily activities related to the due diligence process ...
A company is looking for a Compliance Analyst II to handle compliance-related duties and manage risk within the organization. ...
As a summer analyst, you'll spend the summer with our team, building a solid foundation in Compliance and helping the Group deliver our strategy - in the right way. To gain experience of risk management skills, knowledge, and capabilities to deliver a broad range of compliance services to businesses...
The Compliance Analyst/Associate will be responsible for assistance in implementing and maintaining the firm's compliance policies and procedures that are part of its robust Global Code of Ethics and Business Conduct Program, as well as compliance policies related to the firm's various business unit...
The NYC Department of Design and Construction, Office of Diversity, and Industry Relations (ODIR) seeks a Minority and Women-Owned Business Enterprise (M/WBE) Outreach and Compliance Analyst. The M/WBE Outreach and Compliance Analyst will coordinate and attend networking and outreach events; maintai...
Senior Compliance Analyst, Investment Advisory Compliance. Responsibilities for this role include general compliance duties related to execution of the firm's compliance program, including administration of the firm's code of ethics and other employee conduct policies, performing forensic testing, c...
Collaborating with the Compliance staff to support the firm’s business units. Designing and reviewing automated compliance monitoring reports. Ensuring adherence to compliance policies. Working on long-term projects to maintain the firm’s high standards of compliance with new and existing regulation...
A dynamic opportunity has arisen for a Compliance Analyst to join our clients team in New York. Key Responsibilities as a Compliance Analyst. For further information on this Compliance Analyst role apply below. This role involves partnering with legal and compliance professionals to ensure all busin...
Experience with major retailer compliance requirements, routing guides, and vendor violation processes. Previous compliance experience working with major Big box retailer. ...
An international investment bank, located in the greater New York, NY area, is seeking an experienced Business Analyst/Project Manager with a strong Compliance (KYC/AML/On-Boarding) background. Strong communication skills, as the Compliance Business Analyst Project Manager will be communicating with...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
Compliance Analyst – AML/KYC. Our client, an elite Private Equity & Investment Firm in New York, NY is looking for an a Compliance Analyst to join their team! We are seeking individuals that can work in midtown Manhattan NYC on a remote-hybrid schedule. Qualifications for the Compliance Analyst role...
Comprehensive knowledge of US and Canadian laws, regulations, and governance, especially as they pertain to private fund advisers.Experienced in monitoring, reporting, and implementing regulations in business practices, including:Enforcing a Code of Ethics for personal trading, market abuse, gifts a...
Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the...
Compliance analyst, client platform Compliance. The Sales and Marketing Compliance Analyst will support Wellington Management’s sales and marketing compliance program, with a particular focus on our broker-dealer, Wellington Funds Distributors (WFD). The Compliance Manager will be a member of the Le...
As a Compliance Analyst, you will be key in supporting our licensing and regulatory compliance initiatives. You will collaborate across teams to develop and implement strategies that align with business objectives, ensure compliance with state and federal regulations, and strengthen risk management ...
Job Role: IT Risk & Compliance Analyst. Assist in the preparation, organization, and review of compliance documentation and controls, ensuring accuracy and completeness. Maintain up-to-date records of all risk and compliance-related documents, including policies, procedures, and audit findings. Supp...
The Operational Compliance Analyst will be pivotal in ensuring our aviation teams are provided with robust data analysis & risk management, contributing to strategic decision-making across departments. Data Analysis: Utilize statistical tools & techniques to explore data, identify patterns, relation...
Capital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team. Coordinate closely with Fund Finance teams to streamline the payment process, ensuring efficiency & compliance with financial regulations, & responsible for timely & accurate submission of tax payment...
We are seeking an Analyst to provide compliance monitoring and support in connection with our broker-dealer compliance program. The Analyst will work closely with our attorneys and other legal and compliance personnel and will also interface with the firm’s investment banking personnel. The Analyst ...
The Compliance Officer assists Compliance management in the effective implementation, maintenance, and administration of the Global Markets Compliance Program. The role provides compliance advisory services, coordinates and performs ongoing risk assessments, and conducts monitoring and surveillance ...