A company is looking for an Operations Analyst/Project Manager. ...
As a compliance analyst, you will support the compliance team and ensure that the firm adheres to all applicable laws, regulations, and internal policies. This role is ideal for someone eager to start a career in compliance within the financial services industry and looking to develop their skills i...
Our client, a NYC-based trading firm is looking for a Compliance Analyst to join their legal and compliance team. EXPERIENCED COMPLIANCE ANALYST New York, NY. The team is generally responsible for establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the...
The Compliance Analyst will be a member of the Legal, Compliance & Risk Group and will report to a Compliance Officer based in our Boston office, working closely with other compliance professionals and attorneys. The Compliance Analyst will support Wellington Management's global private investme...
Circle is looking for an experienced Internal Controls and SOX Compliance Senior Analyst. Reporting to the VP of Internal Controls and SOX Compliance, this person will join a growing controls team and play a critical role in defining robust controls and processes as part of the company's public comp...
Senior Application Analyst with Security Operations / Compliance qualifications. The Senior Applications Analyst - Application Security Operations is responsible for managing and maintaining the security model of the Infor FSM (Finance & Supply Chain Management) ERP ecosystem. The Senior Application...
The Senior Analyst, Governance, Risk, and Compliance will be a key individual contributor in our Governance, Risk, and Compliance team. The team member will play a key role in maintaining our compliance program, partnering with process owners, external auditors, and other stakeholders in order to pe...
As a member of the X Compliance team, you'll also be responsible for continuing to develop the compliance culture and embed compliance initiatives as X grows. Compliance Analyst/Program Manager. Responsible for strategic design, build and then day to day management of (a) X's Horizon scanning functi...
Compliance Analyst with 2-4 years’ experience. As a member of the compliance team, you will closely interact with other stakeholders in the company such as the operations team. Perform compliance testing and monitoring of regulations such as FDCPA; SCRA, E-Sign, ECOA and. Support the compliance team...
Support Chief Compliance Officer and Director of Compliance in administering firm's compliance program. Aquarian Holdings is seeking an exceptional individual to join its Compliance team to support legal activities under the supervision of the Director of Compliance. Provide Code of Ethics train...
Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD related transactions. If the goods are identified with some potential risks, such goods need to be sent to dedicated compliance team to have an internal...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
The Controls and Compliance Analyst role will support Information Security processes to ensure quarterly Information Security control monitoring, testing and compliance initiatives. ...
The Compliance Officer assists Compliance management in the effective implementation, maintenance, and administration of the Global Markets Compliance Program. The role provides compliance advisory services, coordinates and performs ongoing risk assessments, and conducts monitoring and surveillance ...
Junior AML Compliance Analyst. You will work as part of a small Compliance team conducting SAM alert investigations on intermediary wire transaction monitoring, performing basic data collection and analysis, and assisting the BSA/OFAC Officer in carrying out daily BSA/AML/OFAC tasks. Participate in ...
Financial Crimes Compliance Quality and Model Risk Mgmt Analyst!. The successful candidate will be responsible for ensuring the efficacy and accuracy of our financial crimes compliance software, as well as other quality assurance tasks related to compliance. Collaborate with cross-functional teams, ...
Capital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team. Coordinate closely with Fund Finance teams to streamline the payment process, ensuring efficiency & compliance with financial regulations, & responsible for timely & accurate submission of tax payment...
Position Overview:</b> We are seeking a detail-oriented and motivated Junior Financial Analyst to join our Financial Governance and Compliance team. Compliance Monitoring:</b></p> <ul> <li>Support the team in conducting internal audits and compliance reviews. Team Colla...
Responsibilities include but are not limited to: - Understanding USDS compliance requirements including data compliance, data governance and being able to answer business driven inquiries - Collaborating with TikTok USDS and Global Business POCs to discuss data sharing inquiries and deliver feedback...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
Circle is looking for an enthusiastic, knowledgeable and focused Lead Quality Analyst to join the Compliance Operations Scaled Services team. You will be responsible for assisting the Manager, Compliance Quality Control and Assurance in overseeing the completion of quality reviews, contributing to t...
Lead Government Accounting Analyst. Accounting & Government Compliance organization. This position will report directly to the Director of Government Accounting & Compliance. It will support government accounting and compliance activities such as developing and submitting direct and indirect rate pr...
We are seeking a Compliance Analyst for a direct hire employee role with our client in midtown, New York City. Compliance Analyst/Officer from a global bank, ACAMS Certification preferred. Ensure compliance with the Bank Secrecy Act, USA Patriot Act, OFAC Sanctions Programs, Identity Theft and other...
The successful candidate will leverage their proficiency in trade & customs compliance to. Building relationships and connecting regularly with other teams regularly such as legal, ESG, product compliance, product development, logistics and more. Advising on sample and product shipments to ensur...
Monitor compliance with cybersecurity policies and procedures within the IT environment and enforce consequences for non-compliance as necessary. Compliance: Ensure compliance with relevant regulatory requirements such as NIST (-53, -, CSF) HIPAA, PCI DSS, Directive 1, etc. Coordinate with legal and...