Conduct regular assessments to evaluate the effectiveness of IT controls and identify areas of non-compliance with SOX IT general controls, PCI-DSS, and GDPR. Collaborate with cross-functional teams to develop and implement processes and controls to ensure compliance with regulatory requirements. Mo...
Provide ongoing support related to compliance advisory coverage and monitoring of various banking activities for compliance with key regulations issued by City National Bank's ("CNB"), primary U. Provide ongoing support related to compliance advisory coverage and monitoring of various bank...
Participates in other special projects as required, including IT compliance initiatives, risk assessments, policy development and compliance with SOX 404. The position also assists IT control owners with control design, standards and opportunities for efficiencies as it relates to CHUBB's Global IT ...
We are seeking a Senior Financial Analyst, Sarbanes-Oxley (SOX) Compliance and Controls to join our team within the controllership function of Broadridge Financial Solutions, reporting to the Senior Director, SOX Compliance and Controls. Assist in the preparation of reports and presentations for man...
Risk and compliance Business Analyst. Domain|Global Compliance|RnC Risk Management. Experience as an IT BA - working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications. ...
Corporate - Legal and Compliance. Lead special assignments and perform targeted investigations on potential financial crime concerns to support the Compliance function. Contribute to financial crimes compliance policies, procedures, processes, and training. Track compliance issues to completion and ...
Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance advice to the Investment Banking & Research departments , compliance approvals for research publications, public appearances and non deal roadshows. Reviewing and approving Research analysts...
The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Americas and Europe, and focuses on Compliance Training, Policy Writing and Compliance Communications....
Conduct regular assessments to evaluate the effectiveness of IT controls and identify areas of non-compliance with SOX IT general controls, PCI-DSS, and GDPR. Collaborate with cross-functional teams to develop and implement processes and controls to ensure compliance with regulatory requirements. Mo...
Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance advice to the Investment Banking & Research departments , compliance approvals for research publications, public appearances and non deal roadshows. Reviewing and approving Research analysts’ re...
The IT Compliance Analyst for our client is responsible for ensuring our compliance with Sarbanes-Oxley 404 (SOX) reporting requirements, and assisting in our other Information Technology initiatives, such as implementation of SOX framework, reviewing/validating SOC reports and assure that our syste...
Participates in other special projects as required, including IT compliance initiatives, risk assessments, policy development and compliance with SOX 404. The position also assists IT control owners with control design, standards and opportunities for efficiencies as it relates to CHUBB’s Global IT ...
The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Americas and Europe, and focuses on Compliance Training, Policy Writing and Compliance Communications....
This team is responsible for assessing compliance risks and controls implemented by the first and second line of defense; performing compliance testing and monitoring activities to assess the design and effectiveness of compliance controls within the Bank and at fintech partners; reporting and escal...
The Senior Analyst of Compliance Awareness will perform various activities in support of the Regional Compliance Program for our client. This role reports to the Regional Head of Compliance for the Americas and Europe, and focuses on Compliance Training, Policy Writing and Compliance Communications....
Analysis Tools, Analysis Tools, Analytical Thinking, Automation Technology, Bank Compliance, Banking, Bank Regulations, Business Analytics, Communication, Compliance Functions, Compliance Management Systems, Critical Thinking, Data Administration, Data Analysis, Data Analysis Tools, Data Compilation...
We are seeking a Financial Analyst, Sarbanes-Oxley (SOX) Compliance and Controls to join our team within the controllership function of Broadridge Financial Solutions, reporting to the Senior Director, SOX Compliance and Controls. Assist in the preparation of reports and presentations for management...
Managing compliance systems, performance monitoring, implementation, and operational support of information technology systems (such as SAI 360) for the Compliance department,. Using technologies (Excel, PowerPoint, Power BI) to build and enhance risk and compliance data analysis and reporting. Cond...
The role of the Sr Analyst - Data Security is to provide the analytical and technical support to advance the objectives of the Maximus Information Security Office - Data Governance and Security program, promote data policies and standards, and enhance the engagement of enterprise Data Owners and Dat...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
As a Technical Business Analyst, you will play a key role in the delivery of business requirements. Strong experience working with Trade Surveillance, Compliance, Regulatory Reporting. Work closely with the Compliance Stakeholders to ensure functional / Technical requirements are clearly specified ....
This team is responsible for assessing compliance risks and controls implemented by the first and second line of defense; performing compliance testing and monitoring activities to assess the design and effectiveness of compliance controls within the Bank and at fintech partners; reporting and escal...
Security Assurance & Compliance Senior Analyst. You’ll be our go-to expert, providing valuable input into our security programs and focusing on risk related to compliance with audits, standards, and policies. Your proven experience in Information Security, IT audit or compliance sets you apart. Crea...
The position will support the Compliance and ERM teams in identifying and implementing best practices and strategic initiatives, as well as develop, administer and maintain new tools, processes and procedures to ensure compliance with company code of conduct, policies, and applicable laws. Managing ...
We are seeking a detail-oriented Associate Product Compliance Analyst to join our Regulatory Compliance State Filings team. Equivalent Experience is defined as 4 years of experience working within compliance. ...