A company is looking for a Senior IT Compliance Analyst to evaluate IT compliance and support audit functions. ...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
A company is looking for a Senior Governance, Risk, and Compliance (GRC) Analyst to join their Security & Compliance team. ...
You will work on regulatory compliance matters related to PartnerRe’s Accident & Health Business including producer appointment support, regulatory filings, state regulator inquiries, and cyber security compliance initiatives. Provide support for the regulatory compliance needs of PartnerR...
A company is looking for a Retirement Plan Compliance Analyst III to manage compliance-related activities for defined contribution plans. ...
The Senior Compliance Analyst's primary focus will be to:. Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Support compliance coverage of the firm's technology and data ...
Accounts Payable Compliance Analyst. Our client is one of the world's largest manufacturers of data transmission applications, and a proven leader in supporting next generation technology! With consistent year-over-year growth, this talented team is looking for an Accounts Payable Compliance Analyst...
You will work on regulatory compliance matters related to PartnerRe's Accident & Health Business including producer appointment support, regulatory filings, state regulator inquiries, and cyber security compliance initiatives. Provide support for the regulatory compliance needs of PartnerRe North Am...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
The Senior Compliance Analyst's primary focus will be to:. Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Support compliance coverage of the firm's technology and data enterpri...
The Senior Compliance Analyst’s primary focus will be to:. Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specific...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
Description & Requirements The Compliance Management Analyst will support OS in various aspects, including, but not limited to, OS Security Compliance, collaboration with OS Staff Divisions (StaffDiv), coalition building, and awareness programs that promote all OS Cybersecurity initiatives. Thi...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
Analysts create must-have insights for our clients through published research and client interaction helping solve organizational challenges that lead to better performance. As part of Gartner’s Corporate Assurance Practice, you will join a dynamic team focused on advising Legal, Risk, Compliance an...
Firm is looking to add an Associate to their Compliance team, supporting the Credit business. You’ll work closely with the CCO and assist in quarterly compliance testing, regulatory filings, and AML/KYC screening. This role is ideal for candidates with 2-4 years of compliance experience, particularl...
You will work on regulatory compliance matters related to PartnerRe’s Accident & Health Business including producer appointment support, regulatory filings, state regulator inquiries, and cyber security compliance initiatives. Provide support for the regulatory compliance needs of PartnerRe Nort...
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...
This includes our operational processes, customs valuation, product classification in the HS, PGA compliance, government reporting and internal audits, free trade agreement compliance, and government reporting procedures, and to help ensure compliance with laws governing international trade. This ro...
We are looking for an analytically minded person experiencedin statistical reporting to insurance regulators who will be part of ourP&C regulatory compliance team in Stamford, Connecticut, reporting to the insurancebusiness unit. Conduct regulatory compliance reviews including research, information ...
Develop and distribute periodic reports to management describing the efficacy of the Firm’s communications compliance controls. Act as Compliance liaison between other groups utilizing communication interface. ...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...