The Compliance Analyst will report directly to the Chief Compliance Officer. We are seeking a knowledgeable and proactive Compliance Analyst with 2-4 years of experience at an investment advisor and specific experience with the Investment Advisers Act. The ideal candidate will assist in implementing...
The Senior Data Analyst – Compliance will be responsible for researching and documenting data lineage from a regulatory compliance perspective to support global broker-dealer reporting requirements. This is a compliance role that will work closely with the data governance team and other functions as...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
This includes our operational processes, customs valuation, product classification in the HS, PGA compliance, government reporting and internal audits, free trade agreement compliance, and government reporting procedures, and to help ensure compliance with laws governing international trade. This ro...
Develop and distribute periodic reports to management describing the efficacy of the Firm’s communications compliance controls. Act as Compliance liaison between other groups utilizing communication interface. ...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
The Senior Compliance Analyst’s primary focus will be to:. Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specific...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
We are looking for an analytically minded person experiencedin statistical reporting to insurance regulators who will be part of ourP&C regulatory compliance team in Stamford, Connecticut, reporting to the insurancebusiness unit. Conduct regulatory compliance reviews including research, information ...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
Ensure authorized technical review/acceptance review of analyst/subcontractor submitted packages to ensure compliance with statement of work, Engineering source data and departmental quality plan. The LSA Analyst will be the primary interface between the Engineering Integrated Product Team (IPT) and...
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Gartner Analysts are industry thought leaders who create must-have research, market predictions and best practices for a broad range of world-leading organizations. You are primarily responsible for leading, and advising Gartner clients by researching Emerging Technology and Trends (ETT) within cybe...
Director Analyst Information and Technology - Technology Finance, Economics, Value and Risk Team. As a Senior Director, Analyst aligned with the Technology Finance, Value & Risk Team you will help clients communicate value from their technology spend (e. Gartner Analysts are industry thought leaders...
You have experience as an Enterprise Application Security Leader, Application Leader, or IT Leader researching and advising on application security strategies or frameworks or application security consultant working with senior-most enterprise leadership. Experience and understanding of creating Ris...
The position will be responsible for managing the metrics and data that provide better, more meaningful insights on sales pipeline and marketing channel effectiveness for company events. SQL, R, SAS, Python for data mining and analysis. Analyze data and create reports, dashboards and. Analyze databa...
The role will be on the information technology team partnering with the risk analysts to continue to enhance SSGA’s Risk Technology Platform. As the IT Business Analyst for Risk Technology Platform, you will:. We are currently seeking a senior business analyst with data analysis experience. The indi...
We desire to operate an effective, efficient, and agile best in class Regulatory Compliance function capable of adapting to an increasingly challenging, connected, and digital environment. As part of our team, you will lead and operate a fully compliant and efficient Drawback and Export Compliance t...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. VP, Compliance Testing Officer - Hybrid. Internal Job Title: Compliance Testing Officer- C...
Interactive Brokers | Compliance Officer – Electronic Trading. ...
The CRM Analyst serves as the subject matter expert for customer data and database insights for the company and is responsible for using data-driven insights to achieve measurable marketing results. Work closely with the Business Analytics team and the IT department to identify required data for for...
Design, configure, and document SAP S/4HANA Defense and Security (D&S) functionality based on business objectives. Provide technical requirements to the development team and oversee the accuracy of the solution development based on the business requirements. The salary range for this role takes ...
Experienced with fraud prevention and investigation? Data-driven, perceptive, and analytical? Want to make a measurable positive change by protecting potential victims of fraud? If so, you could find a home on the Fraud Protection Team at Spectrum. Fraud Protection Team, you are responsible for the ...