Compliance Analyst (FA Compliance & Strategic Planning). DIRECTOR, FINANCIAL ASSURANCE COMPLIANCE. FA Compliance & Strategic Planning. Additionally, assist with the management, administration and compliance of Financial Assurances vehicles designed to secure residuals earning streams for Union membe...
Senior Information Security Compliance Analyst. Senior Information Security Compliance Analyst. This Senior Analyst will be responsible for developing, implementing, and maintaining comprehensive IT security governance frameworks, policies, and procedures to protect valuable information assets and e...
A company is looking for a Sr Analyst - Data Security & Compliance (Remote). ...
IT Compliance Analyst (Energy sector, NERC CIP, Medium). ...
The Compliance Analyst will be responsible for day-to-day tasks related to regulatory compliance, including analyzing and interpreting regulations, conducting audits, and ensuring adherence to industry standards. This is a full-time hybrid role for an entry level Compliance Analyst at Kingswood U. E...
COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY. Review and approve daily compliance reports to ensure compliance with CNB, CNS, and regulatory requirements. Responsible for reviewing and approving new account documentation, trade blotters, written and electronic correspondence, and firm book...
Altruist is entering an exciting phase and we are seeking a Junior Compliance Analyst to join our team at Altruist, a self-clearing broker-dealer. As a member of our compliance team, you will be responsible for overseeing internal reviews, monitoring activities, and promoting a culture of compliance...
HR Data and Compliance Consultant/Analyst - Los Angeles. About the TeamHR Compliance and Governance focuses on various legal and external regulatory requirements for human resources, such as cross-border travel compliance, cooperation with employee representative bodies, and the setup of new hiring ...
As a Sr Financial Analyst (Internal Controls), you are responsible to coordinate all audit related activities and requirements. You will be working with internal auditors and external auditors to ensure that the financial statements and processes are in full compliance with Accounting / Harman / Sam...
Leverage historical audit performance data to understand risk and compliance performance, determine root cause for gaps in compliance, and work with leadership to present findings and create action plans to address gaps. The Federal Reserve Bank of San Francisco is seeking an Operations Business Ana...
Houlihan Lokey is seeking a full-time Business Analyst to work with our Compliance Department team. Responsibilities include working closely with the Chief Compliance Officer on a variety of projects within the Compliance Department concerning internal controls, project management, policy updates, e...
The Legal Compliance Analyst will be responsible for assisting with various Legal and Compliance functions, including (i) the review of borrower documentation, to aid the company in meeting its AML/KYC and corporate authority review requirements, (ii) creating, modifying or customizing loan related ...
Circle is looking for a Product Compliance Analyst who will work with cross functional teams to support Circle's product expansion strategy and change management standards. In this role, you will operate within the Product Compliance team, reporting to the Senior Manager, Product Compliance. Contrib...
Our large crypto company is looking for a contract Compliance Analyst. Operationalizing and standardizing Compliance’s Enhanced Due Diligence policies and procedures and ensuring adherence to US and International regulatory requirements. Working closely with Audit and Compliance Monitoring & Testing...
Licenses/Certifications(Any one): Certified HealthCare Compliance (CHC) Certified in Healthcare Compliance Fellow (CHC-F) Certified Compliance & Ethics Professional (CCEP) Required Skills: Regulatory research, business writing, Excel, PowerPoint, Word, Outlook. Bright Vision Technologies has an ...
Senior Information Security Compliance Analyst. Senior Information Security Compliance Analyst. This Senior Analyst will be responsible for developing, implementing, and maintaining comprehensive IT security governance frameworks, policies, and procedures to protect valuable information assets and e...
As a Federal Risk and Authorization Management Program (FedRAMP) Analyst you will be responsible for providing expert guidance and support to the MSI Video Security and Access (VSA) team(s) seeking FedRAMP compliance and authorization to operate within the federal government. Regularly consult with ...
Productpliance AnalystCircle is a financial technologypany at the epicenter of the emerging internet of money, where value can finally travel like other digital data - globally, nearly instantly and less expensively than legacy settlement systems. Circle is looking for a Productpliance Analyst who w...
Pacifica Services is seeking a detail-oriented Labor Compliance Analyst, to provide overall support to various publicly funded public works projects, including transportation, water and public facilities. Track changes and updates to state and federal labor compliance and prevailing wage regulations...
Job Description: Investment Compliance Analyst</b></p> <p><b>Position Overview:</b> We are seeking a meticulous and detail-oriented Investment Compliance Analyst to ensure our investment activities comply with regulatory requirements and internal policies. Audit Support...
Responsibilities include but are not limited to: - Understanding USDS compliance requirements including data security, data governance and being able to answer business driven oncall inquiries - Reviewing and escalating data compliance issues as required via oncall intake process - Collaborating wit...
As a Technical Software License Compliance Analyst and Auditor, you will be responsible for ensuring Broadcom customers adherence to software licensing agreements through technical analysis, audits, and compliance monitoring. Establish Key Performance Indicators (KPI’s) and generate regular reports ...
COMPLIANCE ANALYST - BROKER DEALER INVESTMENT ADVISORY WHAT IS THE OPPORTUNITY? Colleague is responsible for assisting CNS Branch Manager with daily supervision of Broker Dealer and Investment Advisory activity. Review and approve daily compliance reports to ensure compliance with CNB, CNS, and regu...