The Compliance Analyst is responsible for performing a variety of activities in support of compliance program initiatives, with a focus on investigations and reporting, and auditing and monitoring. Experience with compliance investigations, audits, and ongoing monitoring activities, including the de...
A company is looking for a Senior Analyst in Legal & Compliance. ...
This job is responsible for performing moderately complex Issues QA reviews (control failures/control weaknesses) across the Global Technology organization.To execute review activities according to the instructions given by the Issues Lead and follow issues review documentation requirements.Develop ...
A company is looking for a Senior Compliance Analyst. Key Responsibilities:Lead and participate in compliance monitoring and testing reviewsDevelop test plans, document workpapers, and track corrective actionsContribute to process enhancements, ad-hoc projects, and stay current on industry regulatio...
Experience as an IT BA – working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications. ...
The responsibilities of the Financial Crimes Compliance Analyst will include, but are not limited to:. Guidehouse is seeking experienced Analysts to conduct, identify and monitor financial crime risk and report to relevant authorities as required on behalf of our clients. Knowledge of Financial Crim...
Keep abreast of Fraud, BSA and AML related regulations for changing compliance and recommend business process improvements. Develop or revise appropriate policies, procedures, and disclosure agreements to ensure compliance. Have a strategic and entrepreneurial mindset with an ability to identify eme...
Under the direction of the Senior Compliance Manager , t he Compliance Analyst will perform day-to-day activities and projects related to department goals and objectives for operations of the Compliance and Privacy programs. What does the Compliance Analyst do?. Advanced knowledge of ethics and comp...
Marketing Review Analyst, Compliance. The Marketing Review Analyst, Compliance is responsible for implementing procedures and controls for Resolute Investment Distributors, Inc. Assist the Broker Dealer, CCO in developing compliance policies and procedures to ensure the organization's activities com...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
Compliance Analyst - Branch Exams. Compliance Team with the implementation and monitoring of a risk-based supervisory program to assure compliance with federal, state, agency, legal, and regulatory requirements. Audit Registered Representatives at their offsite locations with little to no guidance e...
Under the direction of the Chief Compliance Officer, the Compliance Analyst is responsible for organizing, planning, and conducting periodic reviews of the company activities. Reviews files and monitors policies and procedures to ensure compliance with federal and state regulations and our corporate...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
MB2 Dental, a first-of-its-kind Dental Partnership Organization (DPO) founded in 2007 and based in Carrollton, TX, is actively hiring a Compliance Orthodontic Analyst This is an excellent opportunity to work in a highly collaborative team while independently managing multiple job tasks and responsib...
The Fair and Responsible Banking Compliance Analyst will work with the Fair Lending Lead Compliance Analyst and the Compliance Director to develop, implement, enhance, and maintain the fair and responsible banking program. Works with the Fair Lending Lead Compliance Analyst and the Compliance Direct...
Opportunities available for Analysts and Senior Analysts. Financial Crimespliance Analyst. Performing quality assurance (QA) review of Analysts’ work product in accordance with client QA expectations. Along with Team Leads, accurately and thoroughly assess Analysts’ work product quality and leverage...
As part of the McKesson IT SOX Compliance team, this role will support the enterprise compliance activities across technology and finance organizations. The IT SOX Compliance team supports the IT organization with global regulatory and audit coordination engagement needs. The team defines best pract...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
The SOC Compliance Senior Analyst will support the SOC Compliance team in leading activities to support multiple SOC audits and issuance of SOC reports across the enterprise within a large and complex environment. This role will report to the Director of SOC Compliance with the ensuring timely deliv...
Job description Infosys is seeking a Risk and compliance Business Analyst in Financial services Domain. Experience as an IT BA – working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications• Actively aid the consulting team in ...
The IT SOX Compliance team supports the IT organization with global regulatory and audit coordination engagement needs. The team defines best practices, educates the organization on audit procedures, and ensures compliance. The team acts as the first line of defense for SOX compliance requirements. ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
This Analyst role is within the Global Financial Crimes Division of our bank. You will be instrumental in the execution of testing of Compliance systems and tools in accordance with GFCD’s global testing plan. Support general compliance activities and other duties, including special projects as assi...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...