A financial holding company is looking for a Senior Compliance Analyst. ...
Team lead assisting with the supervision of SOX analyst while working with Manager and Director to deliver on key objectives that ensure SOX compliance at all levels of the business. Actively seek opportunities to improve the SOX Compliance Program by sharing those recommendations for consideration ...
A company is looking for a Payroll Compliance Analyst for a national remote position. ...
In supporting the Legal Department, the Senior Legal Analyst will provide assistance to attorneys on various legal matters in moderate-to-highly complex areas of law related to insurance and healthcare, including research in new areas of growth, litigation support and operations support. ...
A company is looking for a Compliance Research Analyst (Contract to Hire). ...
A leading global investment firm managing $50B+ in assets is seeking a Senior Compliance Analyst to join their compliance team. The Senior Compliance Analyst will assist in managing the investment advisory compliance program for an SEC-registered investment adviser, covering family office clients an...
Assist with preparation and completion of annual compliance risk assessment and the annual compliance review. Assist with a wide variety of regulatory, corporate, fund and investment compliance matters across various strategies. Draft, implement, maintain, and test compliance policies and procedures...
Franklin Templeton Companies LLC seeks a Senior Portfolio Compliance Analyst in San Mateo, CA. What are the ongoing responsibilities of a Senior Portfolio Compliance Analyst?. Establish, develop, and enforce effective investment compliance practices and processes. Reviewing compliance for accounts/f...
LendingClub Bank’s Compliance Department is seeking an experienced and qualified compliance professional to fill the role of Sr Compliance Data Analyst to support the data analytics needs of various Compliance functions. The Sr Data Analyst will partner with the credit risk teams and compliance lead...
Support regulatory/compliance efforts such as data requests or compliance filings, as necessary. The EE Policy Shaping, Analysis, and Compliance team seeks to shape and improve the policy and regulatory environment to give customers choice and control over how they use and manage energy and achieve ...
The Senior Data Analyst will join the Cash App Compliance Analytics team chartered to put data at the center of the Compliance organization. Uncover relevant insights on topics affecting compliance, including: new risks, compliance operating effectiveness, risk tolerance, product launches and usage,...
The Export and Research Compliance Analyst will use a broad understanding of industry practices, laboratory policies, and procedures and provide independent programmatic, operational, and technical support for the Export Compliance Program, with a focus on both export and research compliance. Export...
The Senior Data Analyst will join the Cash App Compliance Analytics team chartered to put data at the center of the Compliance organization. Uncover relevant insights on topics affecting compliance, including: new risks, compliance operating effectiveness, risk tolerance, product launches and usage,...
This includes not only anti-money laundering (AML), counter-terrorist financing (CTF) and sanctions compliance, but compliance with the fair lending laws and their implementing regulations. The compliance function is responsible for developing Cardless' internal controls, as well as training staff a...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
Our large crypto company is looking for a contract Compliance Analyst. Each unit is made up of L2 complaints analysts responsible for production work - they are expected to accurately review and respond to complaints within service levels and provide investigation notes and observations to the CX Le...
Security Governance, Risk & Compliance Analyst provides comprehensive activities supporting information security governance, risk, and compliance, including but not limited to: developing, assessing and recommending security policies, standards, and procedure updates in accordance with legal, re...
Collaborate within Security Compliance, Product Security, Corporate Security, Legal and other partners to incorporate security and compliance requirements into the security policy framework and track policy implementation and issues. Snowflake Global Security Compliance and Risk (GSCR) team is focus...
The Export and Research Compliance Analyst will use a broad understanding of industry practices, laboratory policies, and procedures and provide independent programmatic, operational, and technical support for the Export Compliance Program, with a focus on both export and research compliance. Export...
The Compliance Operations Analyst will play a critical role on the Experience and Engagement Compliance (XEC) team at Genentech, empowering them to advance their goal of seamless, consistent and meaningful patient and customer experiences by enabling effective navigation of the evolving compliance e...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
This includes not only anti-money laundering (AML), counter-terrorist financing (CTF) and sanctions compliance, but compliance with the fair lending laws and their implementing regulations. The compliance function is responsible for developing Cardless' internal controls, as well as training staff a...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
We are looking for a Compliance Analyst to join the Legal and Compliance team. Building, designing, and operating testing plans to review the compliance of Parafin's financial services products. Monitor the health of the program and the compliance to Parafin's written policies, procedures, and stand...
As a member of PointClickCare’s Legal and Compliance team, In the role of Compliance Analyst, you will be instrumental in driving key initiatives and projects that have a substantial impact on PointClickCare, its customers, and other stakeholders. Assist in the development of, and ongoing updates to...