A company is looking for a Senior Compliance Analyst. Key Responsibilities:Lead and participate in compliance monitoring and testing reviewsDevelop test plans, document workpapers, and track corrective actionsContribute to process enhancements, ad-hoc projects, and stay current on industry regulatio...
As a Senior Process, Controls & Compliance Analyst, you will be part of the operations function, supporting continuous and process improvement projects and initiatives to support US Claims with a focus on Process, Controls and Compliance. Compliance, Regulatory or Controls Experience as a business o...
Circle is looking for an experienced Internal Controls and SOX Compliance Senior Analyst. Reporting to the VP of Internal Controls and SOX Compliance, this person will join a growing controls team and play a critical role in defining robust controls and processes as part of the company’s public comp...
Compliance Analyst Registration. ...
The Investor Services Compliance Analyst is responsible for providing quality assurance reviews, conduct process audits and provides risk identification for all Investor Services processes. The analyst will research and resolve issues and provide formal written responses within deadlines. ...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
The Global Financial Crimes Compliance (GFCC) function is part of American Express’ Global Risk, and Compliance (GRC) organization responsible for overseeing the Business Units and ensuring compliance with the Bank Secrecy Act and Anti-Money Laundering (BSA/AML) regulations. GFCC also ensures compli...
This Analyst role is within the Global Financial Crimes Division of our bank. You will be instrumental in the execution of testing of Compliance systems and tools in accordance with GFCD’s global testing plan. Support general compliance activities and other duties, including special projects as assi...
The AML Compliance Customer Screening Senior Analyst completes reviews of customer screening alerts for negative news, sanctions, and other risk activities, including high priority and sensitive alerts, to determine if the subject of the alert is a customer of the firm and then determine the risk po...
The Senior Tax Systems and Compliance Analyst will complete functions related to the analysis and programming of Acumen’s employment tax system and operations ensuring they follow established guidelines and laws. Ability to read and interpret complex federal, state and local policies, legislative br...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Review incoming faculty qualifications to ensure compliance with all applicable regulatory requirements. Minimum two years of experience in higher education, licensing, and/or regulatory compliance, preferably in an accredited proprietary postsecondary institution or related experience/training. ...
Lead Government Accounting Analyst. Accounting & Government Compliance organization. This position will report directly to the Director of Government Accounting & Compliance. It will support government accounting and compliance activities such as developing and submitting direct and indirect rate pr...
We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule from one of our regional offices. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of Defense’s oversight of the Chief Financia...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
Partners with and makes recommendations to Compliance leadership and business management to ensure compliance with pertinent federal, state, and local regulatory requirements and company policies. Develops and maintains constructive, influential relationships with internal and external business part...
Circle is looking for an enthusiastic, knowledgeable and focused Lead Quality Analyst to join the Compliance Operations Scaled Services team. You will be responsible for assisting the Manager, Compliance Quality Control and Assurance in overseeing the completion of quality reviews, contributing to t...
The Trade Compliance Analyst will be responsible for the day-to-day facilitation of import and export trade compliance activity. Minimum three years experience in a corporate Logistics and/or Trade Compliance environment required. ...
We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule from one of our regional offices. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of Defense's oversight of the Chief Fina...
The AML Compliance Customer Due Diligence & Referral Management Senior Analyst completes due diligence reviews on prospective customers to determine the nature and purpose of the customer relationship, completes Rapid Risk Assessments (RRA) and triages incoming referrals for assignment throughout th...
Job Title: Vendor ManagementAnalyst Land Use & Compliance. Collaborate with internal teams to ensure vendorcompliance with company standards and project requirements. Provide regular reporting andupdates on vendor performance contract compliance and pricingstructures to senior management. ...
Financial Crimes Compliance Modeling Analysts are responsible for assisting in maintaining and improving Financial Crimes Compliance analytics and technological capabilities. Under the Financial Crimes Compliance Data Analytics Manager, the Analyst supports the development of processes and technolog...
Senior Financial Analyst-US Federal Contracting Compliance. The Senior Financial Analyst will help ensure that all direct, indirect and other costs are being accurately identified, captured and reported in accordance with applicable Government Cost Accounting Standards (CAS), Federal Acquisition Reg...
Process regulatory compliance screening on complex export transactions including compliance decisions relative to gov't end users and escalations. In-depth understanding of regulatory compliance regulations, TD operational procedures and practical application of the regulations. Ability to execute c...