The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
The Compliance Analyst is responsible for analyzing loans from a sample size to ensure compliance to client policies/procedures as well as federal regulations. The analyst will use servicer systems and documentation and needs to be knowledgeable about servicing best practices in accordance to new re...
This individual will have certain internal responsibilities including working with other Paralel team members to stay abreast of changing regulations affecting broker-dealers and help with the revision, preparation, and dissemination of new and updated compliance policies, procedures, and manuals, a...
Trade Compliance Engineer and Analyst. This entry-level position ensures compliance with applicable U. Collecting, reviewing, and approving Customer End Use and Export Compliance Certifications (EUC). ...
This individual will report to the Compliance Manager and will be responsible for the day-to-day review of communications with the public; ensuring that all communications comply with federal and state regulatory standards. Review and approve company, product, and producer advertising material for c...
Participates in developing new compliance systems and tools to support large compliance projects. Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in various FERC rules and orders. Strive for consistency in qualit...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
Vertafore is seeking a full-time Compliance Analyst focusing on governance, risk, and compliance (GRC) to join its Privacy and Compliance team. As an analyst, you will start building knowledge to become the subject-matter expert within Vertafore's Privacy and Compliance program, focusing on complian...
Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations. Participate in regulatory and corporate audits for advertising compliance. Contribute to the development of new and/or enhanced compliance programs and enter...
There is one position available, and this position will be filled at one of two job grade levels: SOX Compliance and Financial Reporting Analyst II, job grade 8 or SOX Compliance and Financial Reporting Analyst III, job grade 9. SOX Compliance and Financial Reporting Analyst III. SOX Compliance and ...
Our client is seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
Must have at least 15 years of experience.At least 10+ years' experience managing complex projects requiring coordination across multiple business lines/organizations.Experience with IT projects in the Financial Industry.Experience with IT projects utilizing multiple technologies and frameworks, par...
The M&A Senior Compliance Analyst will work in a team-centered environment under the direct supervision of the M&A Compliance Director to support the firm’s compliance activities. Essential Job Functions for the Compliance Analyst will include:. Other compliance functions as assigned by the M&A Comp...
Under general supervision, the Analyst will support the institution’s compliance, privacy and contract management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures c...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Vertafore is seeking a full-time Compliance Analyst focusing on governance, risk, and compliance (GRC) to join its Privacy and Compliance team. As an analyst, you will start building knowledge to become the subject-matter expert within Vertafore's Privacy and Compliance program, focusing on complian...
Under general supervision, the Analyst will support the institution’s compliance, privacy and contract management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures c...
The Analyst/Senior Analyst will report to the iTeam Director and collaborate closely within the Compliance Department and with other team members throughout the organization. Analyst, Compliance Investigations. The Compliance Investigations Team (iTeam) is responsible for investigating reports of po...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
The External Funding Compliance Analyst will play a crucial role adhering to regulatory requirements and reporting standards. This position will be responsible for understanding necessary compliance actions, including budgeting standards, reporting requirements, and procurement policies to ensure Tr...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...