The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Cyber Risk & Compliance Sr Analyst. Cyber Risk & Compliance Sr Analyst. As a member of the compliance team, you will contribute to compliance and governance activities related to multiple frameworks including SOC 2, PCI-DSS and NIST 800-53. The ideal candidate brings a strong understanding o...
Address emails and phone calls coming into the Compliance Inbox and Compliance Hotline. The Broker Dealer (BD) Compliance team is responsible for making sure that the Firm’s policies and procedures are followed regarding the products, processes, procedures, and services offered. Respond to and addre...
Cyber Risk & Compliance Sr Analyst. Security Compliance Sr Analyst. This individual will contribute to the compliance and governance activities related to multiple frameworks and requirements including SOC 2, ISO 27001, PCI-DSS, and more. This individual will assist with security controls implem...
Have passion for technology, compliance, and innovation. Are driven to utilize your current technical compliance expertise to increase the security posture at WPS. ...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Sr/Lead SOX Compliance Analyst. The IT SOX Compliance team supports the IT organization with global regulatory and audit coordination engagement needs. The team defines best practices, educates the organization on audit procedures, and ensures compliance. The team acts as the first line of defense f...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Productpliance AnalystCircle is a financial technologypany at the epicenter of the emerging internet of money, where value can finally travel like other digital data - globally, nearly instantly and less expensively than legacy settlement systems. Circle is looking for a Productpliance Analyst who w...
Genesis10 is currently seeking an IT Business Analyst with our client in the financial industry located in Pennington, NJ, Plano, TX, Atlanta, GA, and Jacksonville, FL. Lead the management of risk for up to two Technology Executives by partnering with the leadership and their teams to apply subject ...
Reporting directly to the Compliance Officer, this Surplus Lines Compliance Analyst position is responsible for maintaining all surplus lines compliance training and process documentation, underwriting systems management, and handling the surplus lines filings and tax/fee payments for a variety of s...
Review/Audit client reports for deficiencies and compliance issues. Assist in service of inbound/outbound phone calls with clients, vendors, agents/brokers and answer basic questions for compliance of account. ...
Operations Compliance Analyst- Atlanta, GA. As a Operations Compliance Analyst, you will work under the guidance of the Sr. Regulatory Compliance Management: Partner closely with the SOM, Sales, Finance, Fleet & Safety departments to jointly develop, execute, and sustain comprehensive compliance pro...
The Internet Compliance Analyst, working in Primerica’s Office of General Counsel, helps enforce Primerica's internet and social media policies. Provide support to senior compliance analysts in monitoring, tracking and maintaining case logs, and responding to online content posted by members of the ...
The Data Privacy andCompliance Analyst is responsible for assessing business policiesprocedures and operations to ensure the organization meets privacyrequirements and government regulations for the protection ofsensitive information. Privacy and Compliance Analysts manage thelegal and operational r...
The Senior Data Assurance & Compliance Financial Analyst in Research Grants & Contracts (RGC) conducts compliance reviews of high-risk transactions or awards to ensure adherence to sponsored compliance requirements on sponsored awards. Contributes to RGC's mission metrics to minimize noncompliance r...
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...
Security Compliance Sr Analyst. This individual will contribute to the compliance and governance activities related to multiple frameworks and requirements including SOC 2, ISO 27001, PCI-DSS, and more. This individual will assist with security controls implementation and maintenance and help evolve...
Security Risk and Compliance Analyst will operate within a divisional security team reporting to the Director of Information Security. Analyst will be responsible for risk assessment, reporting and audit of Customer facing applications supporting the Tax and Accounting (TAA) and Corporate Performanc...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
The Data Privacy and Compliance Analyst is responsible for assessing business policies procedures and operations to ensure the organization meets privacy requirements and government regulations for the protection of sensitive information. Privacy and Compliance Analysts manage the legal and operatio...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
The Data Privacy and Compliance Analyst is responsible for assessing business policies, procedures, and operations to ensure the organization meets privacy requirements and government regulations for the protection of sensitive information. Privacy and Compliance Analysts manage the legal and operat...
Provide support to members of the underwriting department in the area of compliance operations and procedures. ...