IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! This role will lead the IMACC team as an active liaison between agent and IMA, Inc. Provide detailed and accuratereviews and answer client inquiries about compliance matters. ...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. The Director manages a team of comp...
A company is looking for a Compliance Director - Life Insurance & Annuities. ...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland's Ethics and Compliance Program ("Program") across the health system. The Director manages a team of comp...
A company is looking for a Director of AML and Third Party Compliance. ...
The Compliance Director is responsible for creating, reviewing, and overseeing the execution of effective compliance strategies that will ensure our operations and business practices are aligned with the overarching requirements of applicable state and federal laws. You will supervise the performanc...
A company is looking for a Compliance Director for Global Marketing, Digital Marketing, and Sales Practices. ...
Director Billing, Regulatory, and Provider Coding Compliance is responsible for planning, developing, and enforcing compliance programs for Baylor Scott and White Health (BSWH), which may include varied compliance functions and programs such as provider regulatory compliance, coding compliance, comp...
Director Billing, Regulatory, and Provider Coding Compliance is responsible for planning, developing, and enforcing compliance programs for Baylor Scott and White Health (BSWH), which may include varied compliance functions and programs such as provider regulatory compliance, coding compliance, comp...
Director of Compliance & Licensing,. Develop risk-based compliance testing of existing procedures and controls to identify and correct non-compliance. Compliance and Licensing Professional with experience in the wine and spirits industry. In this exciting leadership opportunity, you will create and ...
As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based t...
Managepliance calendar and regulatory reports (, Section 13 filings, Form ADV, Form PF).Test and documentpliance policies and procedures.Maintain Restricted List and conduct trade surveillance.Review marketing materials for proper disclosures.Administer Code of Ethics and monitorpliance reporting an...
Job Title: Compliance Director - AML Investigations. Responsible for communication to Senior Management, Advisory, Business Compliance Teams, CSIS, Legal, and liaising with Law Enforcement in accordance with the Escalation Process. ...
The Director, Compliance reports to the Deputy Chief Compliance Officer. The responsibilities of this role include leading and developing a team managing and performing branch office examinations, oversee the Firm’s compliance communications, develop and conduct field training, assist with the Firm’...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
Director of QA, Risk Management,& Compliance. The Market Director of QA, Risk Management, & Compliance is responsible for the development/administration of Performance Improvement, Risk Management, and Staff Development activities of multi-facility market to ensure that all state, federal, TJC stand...
Healthcare Contract and Compliance Delivery Senior Director. Healthcare Contract and Compliance Delivery Senior Director. Minimum of 10 years of experience in leading and operating in the contract compliance and risk arena on a large account. ...
As a Risk Management & Compliance Control Management Executive Reporting Lead - Executive Director within our global team, you will be at the helm of delivering comprehensive reporting and committee materials to a diverse range of stakeholders. Join JPMorgan Chase as a vital member of the Risk Manag...
The Executive Director Assessment, Accountability & Compliance directs the processes for internal and external reporting, ensuring academic compliance, overseeing grants compliance, and managing federal and state reporting processes. The Executive Director Assessment, Accountability & Compliance ove...
Job Description - Associate Director, Research Compliance (HR title: Research Compliance Specialist III) (PRO00000297). Research Integrity & Compliance (RIC) is the central research integrity office to help faculty, staff, and students navigate complex federal and state research compliance regul...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. The Director manages a team of comp...
We are seeking a Director to lead, plan, and oversee the fair banking compliance outsourcing projects, with a specific emphasis on fair lending, CRA, and UDAAP. Work with other Managers, Directors, and clients to address compliance issues. An exciting job opportunity is available in CLA's Financial ...
Reporting directly to the Senior Vice President, Compliance & Ethics, the role will work across company functions, subject matter areas, and compliance program building blocks, and will contribute to the strategic direction of the compliance function. This Director Compliance Capabilities – Standard...
Conducting Compliance Investigations Investigate compliance incidents in the U. In this role, you will conduct investigations, offer legal guidance, manage investigation quality, engage with stakeholders, utilize data analytics, and help coordinate trade sanctions compliance. Providing Legal Guidanc...