We are currently seeking a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC,United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively navigate today's risk manageme...
A company is looking for a Director of AML and Third Party Compliance. ...
We’re searching for a Director of Compliance for our client, an RTP-based mobile technology company that provides software solutions for clinical trials. Responsibilities of the Director of Compliance. Requirements for the Director of Compliance. Their product ensures protocol compliance and data in...
A company is looking for a Senior Director of Controls & Compliance. ...
The Director, Compliance is responsible for directing regulatory compliance activities for Novant Health so that audit and compliance work fulfills the purposes and responsibilities established for the department. The Director of compliance provides input for compliance audits, investigations, educa...
A company is looking for a Compliance Director for Global Marketing, Digital Marketing, and Sales Practices. ...
Reporting directly to the Commercial Operations Director, the Project Director, Federal Compliance is responsible for the design, development, and implementation of the Federal Compliance project for the US Nuclear business segment by implementing plans and policies to achieve overall corporate obje...
Gentiva Field Director Compliance - Moorseville, North Carolina. Senior Director Field Compliance. This position is responsible for traveling to division programs to perform comprehensive compliance audits, document internal investigations, and audits of the hospice division programs. Monitor the co...
We are seeking a Director to lead, plan, and oversee the fair banking compliance outsourcing projects, with a specific emphasis on fair lending, CRA, and UDAAP. Work with other Managers, Directors, and clients to address compliance issues. An exciting job opportunity is available in CLA's Financial ...
The Director of Compliance position, based in RTP, NC, is a full-time role integral to our company’s growth. The Director of Compliance will closely collaborate with the TruLab Quality and Executive Teams and report directly to Executive Leadership. The TruLab solution empowers drug developers to tr...
Provide guidance to business units and compliance staff on relevant investment compliance issues. Associate Director, Guideline Management. Title: Guideline Management – Senior Associate / Associate Director. This is a visible position within the organization, often interacting with members of the f...
This includes a subset of the following sub-functions: a) governance b) risk and c) compliance with specific expertise in the areas of audit and compliance in the areas of IAM and PAM. Design and implement audit governance and compliance strategy on time and within budget:. Review control designs an...
We are currently seeking a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC, United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively navigate today’s risk managem...
Reporting directly to the Commercial Operations Director, the Project Director, Federal Compliance is responsible for the design, development, and implementation of the Federal Compliance project for the US Nuclear business segment by implementing plans and policies to achieve overall corporate obje...
We are currently seeking a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC, United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively navigate today’s risk ma...
Establishing compliance standards and procedures to mitigate compliance risks and improper conduct, ensuring these standards are institutional throughout the business units, and monitoring compliance with such standards. Developing and maintaining a robust compliance program, with a focus on complia...
Conducting Compliance Investigations Investigate compliance incidents in the U. In this role, you will conduct investigations, offer legal guidance, manage investigation quality, engage with stakeholders, utilize data analytics, and help coordinate trade sanctions compliance. Providing Legal Guidanc...
This will be accomplished through assisting in the development, administration, and ongoing maintenance of an internal regulatory reviews, regulatory change management and assessments program designed as a “compliance oversight” function to ensure Barings and entities to which Barings has compliance...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
Compliance Director - Institutional Equities, Options & Fixed Income. ...
Utilize your International Trade Compliance expertise in a manufacturing and distribution environment to lead a global Trade Compliance team. As the International Trade Compliance Director, you have the primary responsibility to respond and manage all inquiries and challenges from Customs Authoritie...
The Director, Assistant General Counsel, JV/ASC Operations and Compliance role provides legal advice and counsel in the areas of joint ventures and other endeavors related to Novant Health Enterprises, a division of Novant Health. This role reports and takes direction from the Senior Director and As...
Title: Associate Director, Portfolio Compliance . Provide guidance to business units and compliance staff on relevant investment compliance issues. This is a visible position within the organization, often interacting with members of the firm’s Portfolio Management, Trading, Legal, Compliance, Risk,...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...