The firm is eager to formalize an information governance (IG) program, and the Director will serve as the coordinating leader for the new firmwide IG function, which spans various interests and disciplines. The Director will report to the firm’s COO and work closely with the firm’s General Counsel a...
Director Of Corporate Compliance. As Director of Corporate Compliance, you will become an integral part of the Care Lync Management team and act as a trusted advisor to and resource for Senior Leaders. The Director of Corporate Compliance will be involved in critical components of the organization i...
Our client, a financial services firm in the Glen Mills, PA area, is seeking a Compliance Director to join their growing team. This role will act as an outsourced Chief Compliance Officer by supporting the administration of compliance for clients including Registered Investment Advisors, Funds and B...
As a Personal Independence Compliance Assistant Director, you'll make educated, thoughtful decisions on Risk Management. We work closely with all parts of the organization to identify, manage and monitor risk, providing coordinated advice and assistance on independence, conflicts, compliance, regula...
You will work closely with the Global Trade Compliance Program function to implement CSL Global Trade Compliance Policies, guidelines, develop and deploy regional and local procedures, monitor the compliance readiness of the region through the management of the CSL import and export compliance risk-...
Establishes processes and measures to monitor conformance with Regulatory Affairs procedures and compliance with regulatory requirements. Establish process and measures to ensure Regulatory Affairs compliance with regulatory requirements. ...
Director, Associate General Counsel, Global Regulatory Compliance role reports directly to the VP, Chief Regulatory Counsel. This position will provide primary legal support for GxP quality, compliance, investigation, and enforcement activities, worldwide. This role counsels clients on a wide range ...
You will work closely with the Global Trade Compliance Program function to implement CSL Global Trade Compliance Policies, guidelines, develop and deploy regional and local procedures, monitor the compliance readiness of the region through the management of the CSL import and export compliance risk-...
This position is a leadership position responsible for providing oversight and guidance to all City departments and agencies on city policies, internal control procedures, and compliance matters. The person in this role reviews, assesses, and evaluates all City policies, procedures, and controls in ...
Position Summary The Assistant Director of Compliance will assist in the supervision of the daily operations of the Athletics’ Department Compliance Office and implement policy and procedures that ensure institutional control. Assist in bylaw 15 awards ensuring NCAA & Institutional compliance. Parti...
Johnson & Johnson is hiring for an Associate Director, Compliance Process Review in Spring House, PA or Titusville, NJ. IRBs, advocacy partners, etc * Create a culture of learning organization by conducting regular trainings of the CRC process and SOPs to the CRC customer teams advising on...
Director Of Corporate Compliance. As Director of Corporate Compliance, you will become an integral part of the Care Lync Management team and act as a trusted advisor to and resource for Senior Leaders. The Director of Corporate Compliance will be involved in critical components of the organization i...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Compliance Quality Assurance Director, AIG Programs Division. We are seeking a highly motivated, results-oriented problem solver who exemplifies a willingness to be flexible, learn on the job, and gain multi-faceted experience with a full scope of Commercial Lines P&C products as well as multi-f...
We have been engaged in a search for an experienced Director of Governance, Risk, and Compliance to lead global audit and compliance initiatives, oversee third-party risk management, and ensure adherence to key regulatory standards. Design and implement a global GRC strategy that aligns with or...
You will work closely with the Global Trade Compliance Program function to implement CSL Global Trade Compliance Policies, guidelines, develop and deploy regional and local procedures, monitor the compliance readiness of the region through the management of the CSL import and export compliance risk-...
The Director of Compliance is responsible for the management of the Compliance Department, which performs product development activities. Responsible for ensuring all existing products are in compliance with current legislative changes and making changes as necessary. Responsible for ensuring new pr...
The Assistant Director, State Reporting, Compliance, and Policy is responsible for leading the District’s compliance efforts with state and federal requirements, with a particular emphasis on pupil accounting, attendance, and student data reporting. Assistant Director, State Reporting, Compliance, a...
Assists the Executive Director, Global Commercial and R&D Compliance Officer with reporting business unit metrics and key performance indicators that reflect the effectiveness of the Global Commercial Business Compliance program to the Chief Compliance Officer and Senior/Executive management. Suppor...
As the Head of Enterprise Compliance, this individual will provide strategic leadership and direction on non-product specific compliance risks that can impact Vanguard. Successful applicants will have deep subject matter experience in at least one of the topical domains, experience with asset manage...
As a trusted leader, the Compliance Director, Regulatory Exam Response will provide direction to a dynamic team of compliance professionals focused on carrying forward the tone for regulator engagement and exam and inquiries response on behalf of Vanguard Marketing Corporation, an affiliated self-cl...
Job description: *Director of Compliance, Loan Servicing***Location***: King of Prussia, PA (3 days in office)**Relocation Assistance***: May be offered for the right candidate****Compensation: $120k-150k plus bonus potential ($10-20k) plus potential RSUs in the future*****Job Summary*:*We are seek...
IQC01J- Director IT, Quality Compliance. Lead Information Technology (IT) Global Quality Compliance (GQC) activities across the Company including setting strategic direction for the function, partnering with IT Operations to ensure minimal risk and effective mitigation strategies with internal and t...
Recommends practices to reduce potential for violations and noncompliance related to Vanguard's financial crimes compliance program. Develops and oversees the implementation of monitoring programs and procedures to ensure regulatory compliance and protect shareholder assets. Designs, oversees and co...
The Corporate Compliance Director, M&A will be responsible for all front-end Compliance-related aspects of the Corporate Mergers & Acquisitions processes for due diligence through the early steps of integration. Propose risk mitigating measures for items red flagged during the due diligence process ...