The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
The role will report to the Chief Compliance Officer and work in close coordination with the Global Trade Compliance leadership team, Legal and Compliance, and Trade Compliance teams in various markets and support the design, implementation of guidance, training, controls and testing of the Global S...
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization’s adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Str...
Director of Compliance, Legal Counsel (Primary Job Title: "Counsel & Director of Compliance"). Yipit’s corporate and regulatory compliance program, with a primary focus on product and data compliance. As Our Counsel & Director of Compliance, You Will:. At YipitData, our legal and compliance ...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization's adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and respond effectively to security incidents. Expert knowledge of Cyber/Information Secu...
The Associate Director, Compliance will have a significant role in the implementation of the corporate compliance program for our growing business. The Associate Director, Compliance will provide compliance support for both the pharmaceutical and medical device businesses. Work closely with Legal an...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Dir...
Develop and execute an engagement and integration plan in symphony with other Compliance Associate Directors as well Compliance Directors for US Compliance to incorporate requirements and training into commercial operations, and vendors, based on identified gap analyses and risks assessments or pote...
The Director Compliance & Ethics, Global R&D and Medical Affairs reports to the Global R&D Compliance Officer, with a dotted line reporting to the Sr Director of NA Compliance. Ensures appropriate compliance controls are embedded, maintained, and followed in the Global R&D Compliance...
The role will report to the Chief Compliance Officer and work in close coordination with the Global Trade Compliance leadership team, Legal and Compliance, and Trade Compliance teams in various markets and support the design, implementation of guidance, training, controls and testing of the Global S...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Directs quality oversight of compliance and quality systems activities including Quality Risk Management, Data Integrity, Training, Audits and Inspections, Document and Records Management and Site Quality Council. Ensures that all Compliance & Quality Systems personnel have adequate training, educat...
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management function, to maintain compliance with applicable regulatory requirements, primarily Covered Clearing Agency Standards ("C...
The Associate Director, Compliance will have a significant role in the implementation of the corporate compliance program for our growing business. The Associate Director, Compliance will provide compliance support for both the pharmaceutical and medical device businesses. Work closely with Legal an...
Serve as the audit liaison for Compliance cover a number of topics including but not limited to: conducting monthly Compliance/IAD touch points; participating in all Compliance related audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to Co...
The Director Compliance & Ethics, Global R&D and Medical Affairs reports to the Global R&D Compliance Officer, with a dotted line reporting to the Sr Director of NA Compliance. Ensures appropriate compliance controls are embedded, maintained, and followed in the Global R&D Compliance & Ethics Policy...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...
Provide oversight of the execution of key Regulatory Compliance Management Framework program elements. Surveillance and CM Shared Services Compliance on Control Room related monitoring. LoD oversight of regulatory change, issues management and compliance risk assessments. Chief Compliance Officers; ...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization’s adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services across the Firm. Working both independently and with team members as the project lead to successfully execute projects involving international trade and technology ...
New Jersey, USA Opportunity - Compliance Director (Securities Equities Trading). Conduct regular compliance reviews and audits to identify and address compliance issues. Responsible for compliance efforts relating to Trade Surveillance. Develop and implement a comprehensive compliance program for in...