NJIT is seeking a highly experienced and motivated Director of IT Risk, Compliance and Governance to lead and oversee the institution's IT compliance program. Director of IT Risk, Compliance and Governance. Additionally, the Director will oversee research compliance as it relates to Controlled Uncla...
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures focusing ...
The Director, Compliance, will be responsible for establishing and updating compliance strategy and guidance for IBSA’s US commercial and medical operations in collaboration with the Global compliance team. The ideal candidate will have deep US compliance experience and prior experience building US ...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization's adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
Reporting to the Technology and Operation Senior Director of Compliance and Operations, the director of Compliance and Operations provides specialized expertise, advice, monitoring and oversight regarding the banks compliance program, for RBC and its entities. Issues Resolution Management - Oversee ...
As the Director, Regulatory Affairs - Advertising, Promotion and Regulatory Compliance, you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising and promotion, compliance, labeling and submission operations within US RA. The Director will also se...
Work with Legal and Human Resources as well as Helsinn Group Compliance in performing compliance investigations, responding to detected compliance violations, and undertaking corrective action. Minimum of 7 years of compliance experience either in-house or as a consultant within a pharmaceutical or ...
Director of Compliance, Legal Counsel (Primary Job Title: "Counsel & Director of Compliance"). Yipit’s corporate and regulatory compliance program, with a primary focus on product and data compliance. As Our Counsel & Director of Compliance, You Will:. At YipitData, our legal and compliance ...
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures focusing...
Develop and execute an engagement and integration plan in symphony with other Compliance Associate Directors as well Compliance Directors for US Compliance to incorporate requirements and training into commercial operations, and vendors, based on identified gap analyses and risks assessments or pote...
The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Develop and assist i...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Str...
Develop and execute an engagement and integration plan in symphony with other Compliance Associate Directors as well Compliance Directors for US Compliance to incorporate requirements and training into commercial operations, and vendors, based on identified gap analyses and risks assessments or pote...
SEC-registered investment adviser and a Commodity Trading Adviser, is seeking a Compliance Director with expertise in fixed income and related investment advisory and investment company regulation to assist PGIM Fixed Income Compliance in overseeing a full range of regulatory and distribution compli...
As the Director, Regulatory Affairs – Advertising, Promotion and Regulatory Compliance you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising and promotion, compliance, labeling and submission operations within US RA. The Director will also ser...
Our client is currently seeking a Associate Director, Compliance for a permanent/direct hire position that will sit 2-3 days per week onsite in Jersey City, NJQualified candidates may reach out to for immediate consideration. Assist with the development, improvement, and implementation of internal C...
PGIM”) is currently seeking a Director of Compliance to support the PGIM Real Estate business of its Private Alternatives platform in Newark, NJ. The ideal person will be knowledgeable in alternative asset classes including agriculture, commercial and housing real estate, private funds and investmen...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Str...
Reporting to the Technology and Operation Senior Director of Compliance and Operations, the director of Compliance and Operations provides specialized expertise, advice, monitoring and oversight regarding the banks compliance program, for RBC and it’s entities. Issues Resolution Management – Oversee...
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management function, to maintain compliance with applicable regulatory requirements, primarily Covered Clearing Agency Standards ("C...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services across the Firm. Working both independently and with team members as the project lead to successfully execute projects involving international trade and technology ...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...