Report to Senior Compliance staff and/or the relevant senior GMD staff on the main identified weaknesses and/or compliance risks within GMD and set out recommendations for changes. Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulato...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audit and regulatory examsManagement and ReportingDirector in GMRC Registration team will report directl...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
SMV Recruiting is actively looking for a Director of Operations for a small manufacturing client near Phoenix, NY. Supervise, motivate, train and hold staff of 10+ accountable. Spend a large amount of time on the floor daily and support staff as needed. ...
The Senior Technical Program Manager Role. As a Senior Technical Program Manager at DoubleVerify, youll lead projects across our product, engineering & operations teams, & influence teams that design, develop, test, & deploy software. The Senior Technical Program Manager will create project executio...
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Squarespace is seeking a Manager to lead our Marketing Channel Analytics & Operations team. You & your team will power our growth strategy & investments through innovative analytical, process & technology solutions to help us scale our operations & grow our brand, subscribers & revenue efficiently. ...
Pupil Accounting and Compliance Manager . This position combines technical expertise with leadership responsibilities to ensure accurate data management, compliance with state and federal regulations, and effective reporting across multiple departments. Ensure compliance with School, State, and Fede...
Through collaboration with your General Manager and/or Assistant General Manager, you will teach and coach behaviors to Leads, Experts and Brand Associates to cultivate a high performing team to deliver a best-in-class experience to our customers. As an Assistant Manager, you set the tone for the st...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
At Compass, our mission is to help everyone find their place in the world.Founded in 2012, were revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller & buyer clients....
As the Head of Field Advisory & Practice Management, Executive Director within J. ...
FID Business Control Unit - Executive Director (Paris). Investment Banking/Sales/Trading/ResearchEmployment Type:Full TimeJob Level:Executive Director. FID Business Control Unit – Executive Director (Paris). ...
Pursuits Employment team is looking to hire a focused & dedicated Strategy & Operations Manager who will develop & implement supply-side initiatives & manage day-to-day operations & analytics. Reporting to the VP of Employment, the Strategy & Operations manager will lead the effort to redefine the w...
Government Relations EMEA - Executive Director. OtherEmployment Type:Full TimeJob Level:Executive Director. ...
As the Executive Director, Asset Protection Field Operations, you are an experienced proven leader with a deep operational knowledge of all retail store functions that could adversely impact profitability in our most complex and challenging markets. In addition to leading all aspects of Asset Protec...
The Operational Compliance Analyst will be pivotal in ensuring our aviation teams are provided with robust data analysis & risk management, contributing to strategic decision-making across departments. Data Analysis: Utilize statistical tools & techniques to explore data, identify patterns, relation...
Family Office Resources Generalist - Executive Director. ...
Reddit is a community of communities.Its built on shared interests, passion, & trust & is home to the most open & authentic conversations on the internet.Every day, Reddit users submit, vote, & comment on the topics they care most about.With 100,000+ active communities & approximately 82M+ daily act...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....