Other duties not listed here may be assigned as necessary to ensure the pr Compliance Officer, Director, Electronic, Officer, Compliance, Business Services, Regulatory. ...
Seeking an experienced compliance officer to join our team as the new Director, Electronic Trading Compliance Officer. Director, Electronic Trading Compliance Officer, U. In this role, the compliance officer will be responsible for ensuring compliance with all relevant U. Ensure compliance with rele...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. As the Director of Institutional Equities, Options, and Fixed Income Compliance, you will be responsible for overseeing both advisory and trade surveillance func...
The Director of Compliance oversees HEI’s compliance programs. HEI Hotels and Resorts - Corporate Director of Compliance. Directs HEI’s overall compliance program. Oversees associate compliance with internal policies and standards of practice. ...
The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
The Director of Compliance oversees HEI’s compliance programs. Oversees associate compliance with internal policies and standards of practice and leads HEI’s compliance certification program. Works closely with compliance entities across multiple disciplines to coordinate efforts and ensure a seamle...
Head of Risk/ERM, Chief Audit Executives, GC, Chief Compliance & Ethics Officer, CEO, and Board of Directors). As part of Gartner’s Corporate Assurance Practice, you will join a dynamic team focused on advising Legal, Risk, Compliance and other assurance leaders on emerging technologies, vendors...
The Director of Compliance is responsible for overseeing and ensuring that NourishedRx adheres to regulatory requirements and internal policies. Serve as the primary point of contact for all external compliance communications; collaborate with various departments to ensure compliance. They will lead...
The Director of Executive Compensation will manage the development, implementation, and administration of executive compensation strategies and programs, including short- and long-term incentives, stock-based compensation, and executive benefits. The individual will work closely with Executive and G...
Audit Manager, Consumer Compliance. Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE). ...
You will work on regulatory compliance matters related to PartnerRe’s Accident & Health Business including producer appointment support, regulatory filings, state regulator inquiries, and cyber security compliance initiatives. Provide support for the regulatory compliance needs of PartnerR...
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
Operations Manager: Role, Expectations, and Responsibilities. It is up to the employee to approach the office manager with this request and provide medical proof of his or her needs upon the Companys request. ...
Capital is looking for a Regulatory Reporting Associate to join the Regulatory and Compliance team. This position will work closely with the Assistant Vice President of Regulatory Reporting and the Chief Compliance Officer Advisers on a variety of compliance matters, most specifically those pertaini...
Reporting to the Chief Strategy Officer, the Director of Operations manages the day-to-day operating functions of the organization, including financials, human resources, compliance, board relations, professional development, and internal communications. The Director of Operations will oversee a tea...
We are looking for an HR Innovation & Operations Manager to drive strategic business results via people-projects and HR Operations for Gartner's HR, Finance, and Digital Markets teams. The HR Innovation & Operations Manager will interact with peers and senior leadership within and outside of...
Program Manager, DEI Recruiting will serve as a critical and integral role in driving our strategy & advocacy in partnership with our recruiting teams. Program Manager, you will report to our Director, DEI Recruiting and work with them in partnership with a cross-functional team to develop and s...
Our team members are highly knowledgeable and have diverse backgrounds in tax compliance, including tax technical compliance and reporting requirements, Pillar II compliance, process and technology enhancement, advanced calculations, and compliance and reporting for inbound and outbound businesses. ...
Manager, Operations and Technology Transformation, Guidewire Application Solution Architect. Operations and Technology Transformation delivers market leading expertise and industry depth by harnessing deep sector knowledge, scaling the power of hybrid services and products, and unlocking the power o...
Director of Finance and Operations. You will manage our accounting provider and operations team members, and partner closely with the CEO to develop and execute financial plans, manage and optimize operations, and ensure the overall success of the business as it grows. We currently operate 2 locatio...
Reporting to the Chief Strategy Officer, the Director of Operations manages the day-to-day operating functions of the organization, including financials, human resources, compliance, board relations, professional development, and internal communications. The Director of Operations will oversee a tea...
Operations Manager: Role, Expectations, and Responsibilities. Bachelor’s degree · 1-2 years of operations experience, ideally in a fitness setting. It is up to the employee to approach the office manager with this request and provide medical proof of his or her needs upon the Company’s request. ...