The Director of Compliance & Risk Management serves as a role model, creating positive relationships with. Develops an Audit and Monitoring plan as part of the Compliance Work plan to ensure regulatory compliance and quality for all services provided by Kelberman. Knowledge of Compliance regulat...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Report to Senior Compliance staff and/or the relevant senior GMD staff on the main identified weaknesses and/or compliance risks within GMD and set out recommendations for changes. Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulato...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
The District Operations Manager role is aprerequisite to the Regional Operations Managerposition. SPAR is looking for aresults-oriented candidate with excellent interpersonal skills forthe position of District Operations Manager. District managers areresponsible for managing the daily operations of ...
The Operations Manager in our Transportation Fleet Maintenance is a crucial role that thinks while leading, motivating, and developing a team of managers. The Operations Manager reports directly to the Regional Maintenance Manager with a mission to provide a world class preventative maintenance prog...
The Director of Operations works alongside Project Operations and Field Management to foster great client relationships, work effectively alongside our employees, and oversee the construction of safe, high quality, profitable, and on schedule renewable projects. Strong proficiency in Word and Excel ...
Chief Executive Officer –Executive Director and/or Vice President of Operations. Hires, motivates, develops, and supervises program, maintenance, director on duty and other part-time staff and consultants/trainers; evaluates staff members and develops staff potential. Directs the annual sustaining m...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
Yext (NYSE: YEXT) is the leading digital presence platform for multi-location brands, with thousands of customers worldwide.With one central platform, brands can seamlessly deliver consistent, accurate, & engaging experiences & meaningfully connect with customers anywhere in the digital world.Our AI...
Executive Director, Private Bank Senior Lending Transactor – Alternatives. ...
As part of the management team, the assistant director of operations works under the direction of the general manager at a unit with $1. The assistant director of operations interacts with staff, customers, guests, and other facility department personnel. Proficient in Microsoft software programs. T...
The platform is designed to take advantage of the modern internet, to be programmable, & to support agile software development. ...
Conflicts Manager (Compliance) - Vice President. The group's role involves frequent engagement with senior members of Business Units across the Firm, Business Management, Risk, Legal, Compliance and other control functions within the Firm. Responsibilities of the Conflicts Manager:. Liaise with Conf...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
At Compass, our mission is to help everyone find their place in the world.Founded in 2012, were revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller & buyer clients....
The District Operations Manager role is a prerequisite to the Regional Operations Manager position. SPAR is looking for a results-oriented candidate with excellent interpersonal skills for the position of District Operations Manager. District managers are responsible for managing the daily operation...
Through collaboration with your General Manager and/or Assistant General Manager, you will teach and coach behaviors to Leads, Experts and Brand Associates to cultivate a high performing team to deliver a best-in-class experience to our customers. As an Assistant Manager, you set the tone for the st...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
We are seeking an experienced & results-driven Director of Product Operations to run & optimize our product operations function. This role is critical in ensuring the seamless execution & delivery of Nooms product offerings while driving operational excellence & cross-functional collaboration. The r...
Cockroach Labs is hiring a Compliance & Risk Analyst to support our Compliance Manager. Collaborate with internal teams to address pre-sales security & compliance questionnaires & attract customers by upholding modern compliance programs. In your second month, you will become an integrated member of...