Wells Fargo is seeking an Audit Manager - Executive Director on the Compliance Audit team. The Audit Manager will lead audit coverage for areas that include Compliance Risk, inclusive of the risk management program and/or regulatory coverage. They are accountable for execution of all applicable risk...
The Manager, Compliance - Advertising is responsible for assisting with the implementation and execution of the Broker-Dealer compliance program for the broker dealer(s), particularly with respect to advertising review. Additionally, this role works with the VP, Compliance to assist with the managem...
The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related third party/vendor relationships in alignment with...
As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice - all wi...
The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and control environments in coordination with the Audit team. Appropriately assess risk when business decisions are made, demonstrating partic...
Plan, direct, or coordinate activities of Noble 33 to ensure compliance with Federal and State ethical or regulatory standards. Report violations of compliance or regulatory standards to CLO. File appropriate compliance reports with regulatory agencies. Maintain documentation of compliance activitie...
Review federal and multi-state income tax returns for partnerships, C corporations, S corporations, trusts,.Review and sign tax returns on behalf of clients.Supervise engagements including planning, organization, and execution.Research complex technical tax issues and provide solutions.Manage multip...
Partnership with Responsible Sourcing Compliance regarding Vendor data sharing (SRSP, RJC compliance, On Boarding, Acquisitions, Deactivations and Mergers). Vendor Compliance Management – Maintain and track compliance of all active vendors as it relates to SRSP, RJC, VBA’s. Partnership with Responsi...
The Compliance Manager will actively collaborate with cross-functional teams, set compliance standards, support the compliance team on various work streams, and implement policies. Minimum of 5-7 years of progressive experience in risk and privacy compliance, with a minimum of 2 years of managerial ...
The Insurance Risk & Compliance Manager ensures that the organization conducts its business processes in compliance with laws and regulations, professional standards, and accepted business practices and is responsible for managing the risk insurance programs that ensure that our company remains ...
The IT GRC Manager will be responsible for the execution of the Trinity IT Compliance Assessment Program (TICAP), to include analyzing IT processes, risks, and controls, collaborating on the design and implementation of controls to mitigate risk, performing root cause analyses, identifying improveme...
Manager, Hedge Fund Tax with Compliance Experience. SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade cap...
The Manager of Compliance Program Effectiveness works under minimal supervision reporting to the VP of Institutional Compliance/Chief Compliance Officer, to ensure the institution’s compliance program is consistent with state and federal laws and regulations. Establishes and administers a university...
Support Air Quality compliance assurance and permitting programs, including NSPS and MACT NESHAP compliance programs and reporting. Title V permit compliance and reporting, and other air related compliance programs. In this critical role, you will be responsible for assisting with air permit and reg...
The EHS Q/A Compliance Manager position is responsible for establishing, implementing, communicating and training internal and external customers in safe work practices and compliance with OSHA requirements, and Axis policies and procedures. Leads coordination of regular compliance audits and review...
Resolves compliance and privacy issues with all levels of management to address violations and compliance issues to find solutions. Primary representative for the Department for all compliance issues related to TJJD standards and human resource management activities. Manages compliance and quality a...
Environmental Multi-Media Compliance Manager . Working with the EHS Compliance group, this position offers great variety of projects!. Provide strategic direction for expanding the environmental compliance area in the Gulf Coast market, focusing on sectors like petrochemicals, manufacturing, and tec...
We are seeking a SOC Compliance Program Manager to join the Enterprise SOC Compliance organization. This role will require a seasoned Program Manager who can manage multiple work streams, collaborate with project managers on complex programs, and work closely with both the Service Manager and Delive...
What You Will Do * Driving, promoting and enhancing the compliance culture within the businesses and developing strong partnerships at all levels of the organization * Serving as Subject Matter Owner for assigned Commercial Compliance Subject Matter Areas with the overall respons...
The Corporate Compliance Manager works under the direction of the Compliance Vice President and/or Director to manage ongoing activities related to the development, implementation, maintenance of and adherence to BSWH policies and procedures in compliance with federal, state and local laws and regul...
As a Manager, Compliance you will be responsible for oversight and implementation of compliance initiatives. Advise and consult on matters related to compliance with laws, regulations, applicable company policies, ethical behavior, and compliance trends. This role is responsible for assisting in the...
Job Title: IT Policy & Compliance Manager. This role will primarily be responsible for developing and advancing initiatives related to our organization's governance & compliance goals such as our Cyber Risk Management Program, Compliance Audit Program, IS Program, and IT Vendor Management Program. J...
Protiviti is looking for a R&CManager to join our growing (Analytics) team. As a Manager, you’ll partner with our clients to solve complex business problems and provide impactful advice and solutions. ...
Record and maintain documentation to validate compliance with these codes and standards. Prepare and submit an Accreditation Compliance and Documentation Plan for Government review and approval. Certified Healthcare Facility Manager (CHFM) Certification required. Minimum of two () years’ experience ...
The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi’s risk and control environments in coordination with the Audit team. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the...