Reports compliance program status and activities to compliance and business management. Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to manage assigned compliance branch examinations. Coaches, ...
The Compliance Manager will also be expected to provide some support to Dynasty's internal compliance initiatives typically associated with the operation of an RIA and BD compliance program and will work in tandem with the VP of Internal Compliance and team. A client-facing and fast-paced role, the ...
Collaborates across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the standard and methodology. Reports compliance program status and activities to compliance and business management. Leads large or multiple testing projects with significant scope and impact...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
Manages NAFTA/USMCA compliance program to ensure compliance. Maintains company-wide Export Management System, ensuring compliance with. Updates import-export compliance manuals - standard operating procedures regulations. Performs audits to evaluate compliance levels and effectiveness of procedures,...
Compliance Manager- Capital Markets Branch Exams (Remote)-2402609. Reports compliance program status and activities to compliance and business management. Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking in...
Manages all aspects of the North America field compliance program; supports the management of the North America Compliance team and all elements of the North America compliance program including conducting risk assessment(s), implementing and training on relevant policies & procedures, and assis...
As a Senior Manager on the Environmental Compliance and Strategy (ECS) team, you will support internal teams with National Environmental Policy Act (NEPA) compliance for clean energy (e. With an increasing number of projects triggering federal environmental review, this position will serve as an int...
The Compliance Manager will have accountability and ownership over compliance investigations, compliance monitoring, compliance training, policy writing and enforcement, and ensuring the company maintains a highly effective compliance program. CONMED’s Legal Department to support the Senior Director...
We are seeking a highly motivated and experienced Homeowner's Insurance Compliance Director/VP to ensure our company's compliance with all relevant laws, regulations, and industry standards to comply with state and federal law, while mitigating risk. The successful candidate will be responsi...
Senior Export Compliance Officer, who will report directly to a Director on the corporate Export Compliance Leadership Team. The Senior Export Compliance Officer’s primary responsibility will be developing and delivering training and communications. Developing, reviewing, updating, and implementing ...
The media planning role is an integral part to the Retail Media Delivery Operations team and is responsible for the day-to-day tasks related to media strategy, planning, and reporting of campaigns. This role will report directly into the Retail Media Delivery Operations team. Partner closely with Ad...
Phoenix Pro Connect is collaborating with a large real estate company in Miami to fill the role of Compliance Director. Reporting to the General Counsel, you will identify compliance vulnerabilities, implement corrective actions, and provide compliance-related training to employees. In this position...
The CRA & Compliance Officer is responsible for overseeing and ensuring compliance with both the Community Reinvestment Act (CRA) regulations, consumer and other compliance requirements within the bank. The CRA & Compliance Officer collaborates with internal departments to assess CRA performance, id...
The Regulatory Compliance Director will be responsible for guiding our Trade Compliance approach through staying current on regulations, identifying the appropriate actions needed to remain or become compliant and submit appropriate documentation to proper teams and agencies with consistent follow t...
We are looking for a versatileTechnical Project Manager/Architect to join our team as a righthand to our CTO. The ideal candidate will have a solid technicalbackground handson experience in both frontend and backenddevelopment and a knack for leadership and projectmanagement. Lead and manage technic...
Partners with and makes recommendations to Compliance leadership and business management to ensure compliance with pertinent federal, state, and local regulatory requirements and company policies. Develops and maintains constructive, influential relationships with internal and external business part...
We have recently partnered with a company in the area looking to add a BUSINESS OPERATIONS MANAGER! Here is some more information below:. ...
We are seeking a Director, Payments Compliance Lead to enhance and drive our regulatory compliance management program in the payments business. Liaise and engage with compliance teams at our financial institution partners to represent our compliance program. Analyze trends, monitoring results, and i...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
Proven experience as a Program Manager or other managerial position. The Program Manager will support efforts to create a safe, supportive, and rehabilitative environment. The person in this position will be responsible for the daily oversight of a comprehensive trauma-informed care led program. Thi...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
In the Operations Program Manager role, you will support programs in the Land and Maritime market segments. Addresses staffing, resource, and infrastructure needs for Operations/Manufacturing; ensure that Operations/Manufacturing is represented on appropriate IPTs. Our team serves as Control Account...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
The Quality Control Specialist performs Quality Control (QC) reviews for the AML/BSA Compliance functions and/or related processes, by providing formalized assessments and reporting of findings to the Department Management and communicates subsequent work item repairs to applicable Compliance team m...