A company is looking for a Manager, Compliance Regulatory Reporting. ...
This role will support the compliance programs for both SAM and the Funds and perform various compliance monitoring activities. In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices building client trust and safeguard the integrity of t...
Key Responsibilities:Provide expert guidance on regulatory compliance mattersConduct assessments to identify compliance gaps and develop action plansTrack project deliverables and drive improvement initiativesRequired Qualifications:Bachelor's degree in a relevant field5+ years of experience in glob...
The Global Trade Compliance Manager is responsible for the development and implementation of the Company’s trade compliance program on a global basis, reporting to the VP, Legal. Global Trade Compliance Manager. The Global Trade Compliance Manager position will work closely with operational and comm...
A company is looking for a Senior Audit Manager in Bank Operations and Compliance. ...
Manager, Regulatory Compliance will be the primary point of contact for Robinhood's money transmitter and credit card product regulators, and report directly to the Chief Compliance Officer for Robinhood Money, LLC and Robinhood Credit, Inc. You will be responsible for ensuring Robinhood embeds regu...
The Compliance Department coordinates Schwab's compliance efforts, and performs an advisory, monitoring, testing, and education role to support management's supervisory responsibility and its efforts to achieve compliance with financial services rules and regulations, and policies of the Company. We...
The Manager of Compliance, Bone Growth Therapies, US Orthopedics (“Manager”) will assist the Chief Compliance and Risk Officer (“CCRO”) in managing, developing, and implementing various compliance initiatives for the business units. The Manager, in coordination with other members of the Compliance D...
Serving as the subject matter expert on a variety of compliance-specific topics and providing compliance advice and guidance to business partners. In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices building client trust and safeguard...
The Financial Compliance Manager role involves supporting the Credit Risk Compliance Senior Manager in overseeing compliance processes. Regulatory compliance oversight is a significant aspect, particularly concerning external collection agencies, ensuring adherence to licensing, FDCPA, and REG F com...
Our Customs Compliance Operations Manager will support the Head of Customs & Trade Compliance Senior Manager in Trade Facilitation, Strategy, Risk Management, Supply Chain (e. CTPAT), Cost optimization, analytics, and compliance. Tariff Code, value, quantity, FTA Claims) and monitor Brokerage compli...
Gift Policy and Compliance Manager. Bachelor's degree in a related field and a minimum of 4 years of relevant professional experience in accounting, compliance, audit, or other related field; or any equivalent combination of experience, education, and training. Collaborate with legal and compliance ...
This role will support the compliance programs for both SAM and the Funds and perform various compliance monitoring activities. In Compliance, we help our business partners achieve their strategic priorities by promoting principles and practices building client trust and safeguard the integrity of t...
Lead a team of HR Compliance specialists and coordinate their work including managing a rotating schedule of general compliance inbox, adjudicating background screening results, and providing general compliance guidance to human resources and business partners. Human Resources Complianceteam who con...
Accounting & Compliance Manager. Oversee SOX internal controls, ensuring compliance and maintaining accurate documentation for all control activities. Assist with Month End Close functions and lead SOX compliance efforts, including tracking and verifying control documentation. ...
As our Senior Manager, Technical Accounting & Financial Compliance , you will be the Internal Controls Process Lead for the Orthopaedics and Spine deployment of SAP. ...
In this opportunity as Manager of Managed Services and Security Compliance, you will:. You’re a fit for the role of Manager of Managed Services and Security Compliance, if your background includes: . Support, track, and manage security compliance (currently ISO 27001 and PCI SAQ-D) standards and req...
Gift Policy and Compliance Manager. Bachelor's degree in a related field and a minimum of 4 years of relevant professional experience in accounting, compliance, audit, or other related field; or any equivalent combination of experience, education, and training. Collaborate with legal and compliance ...
Seeking a Compliance Manager to ensure adherence to local, state, and federal regulations, including employee onboarding, wage and hour laws, licensing, and required reporting. Ensure compliance with employee onboarding and employer obligations. Assist other departments with compliance-related decis...
Information Technology Compliance Manager. A successful Information Technology Compliance Manager will be a detail-oriented, self-driven and forward-thinking individual. Develop and deliver IT compliance training programs to raise awareness and build competency among employees regarding compliance r...
Contribute to process and technology improvements aimed at streamlining compliance and reporting. Working knowledge of federal and multi-state tax compliance process. ...
We are currently offering the opportunity for a dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and Investment Adviser programs. Though this is an Individual Contributor position, the Senior Manager w...
Summary The Accounting & Compliance Manager will support several aspects of Accounting and Reporting, including month close processes and have a heavy focus on monitoring compliance with the Company’s internal control program. Southland Holdings is seeking an experienced Accounting &...
The Manager of Trade Compliance will have an opportunity to contribute to building At Home's Global Trade Compliance program from the ground up. The individual will be tasked with raising awareness about trade compliance, delivering training, and implementing internal controls to ensure compliance w...
The Accounting & Compliance Manager will support several aspects of Accounting and Reporting, including month close processes and have a heavy focus on monitoring compliance with the Company’s internal control program. Accounting & Compliance Manager for our office in Grapevine. Ability to effective...