Senior Compliance Advisory Manager. This position requires close partnership with our financial crime compliance operational and product teams, with opportunities to present to senior stakeholders and shape the strategic direction of the financial crime compliance program. Represent fincrime complia...
The Manager, Member & Provider Operational Compliance will ensure compliance excellence and operational integrity while fostering a culture of operational compliance, representing Operations in discussions with regulatory bodies, and ensuring that the organization is prepared for Market Conduct Exam...
At Compass, our mission is to help everyone find their place in the world.Founded in 2012, were revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller & buyer clients....
Pupil Accounting and Compliance Manager . This position combines technical expertise with leadership responsibilities to ensure accurate data management, compliance with state and federal regulations, and effective reporting across multiple departments. Ensure compliance with School, State, and Fede...
Operations and Compliance Associate. We are seeking a detail-oriented Compliance Associate to join the team within Ladenburg Thalmann Asset Management, a member of Osaic. The Compliance Associate will have an integral role with LTAM that entails assisting with monitoring the accounts. Compliance Opp...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Construction experience working as an Assistant Project Manager working for a US-based General Contractor. Establish, communicate, and implement the Project Schedule. ...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
We are seeking a highly organized and driven Program Manager to report directly to the COO! The Program Manager will assist in driving operational excellence and streamlining cross-functional initiatives that will help scale the business. As Program Manager you should have:. The Program Manage...
Experience working as a project manager on commercial projects preferred. Assistant Carpentry Project Manager - Construction GC - Base Salary to 100k/year - Goldens Bridge, NY. The Assistant Carpentry Project Manager will be an integral part of the team in Goldens Bridge, NY. Prepare and update proj...
JOB TITLE: Program Manager, Physical Sciences DEPARTMENT: Awards REPORTS TO: Vice President, Awards SUMMARY: The Program Manager will be responsible for various activities in support of the Academy’s award programs, including establishing and launching new award cycles, helping to raise award ...
Toppan Merrill a global leader in secure content sharing, disclosure and regulated communications is currently seeking a skilled Financial Print Project Manager to join our growing service team. The Financial Print Project Manager is an integral position within the Service and Operations team, worki...
The Operations Manager (OM) will work directly with the Senior Operations Manager, Director of Operations, and other members of the leadership team to execute strategies that focus on delivering world-class hospitality and crave-able food while adhering to all Chick-fil-A standards. The Operations M...
Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audit and regulatory examsManagement and ReportingDirector in GMRC Registration team will report directl...
Review completed recertification to ensure program compliance Perform both onsite and remote audits to confirm compliance with program requirement through follow-up and closure Monitor waitlists, LAP plans and EIV master binders for compliance with federal and state regulations Review and submit res...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Reporting directly to the Vice President of Operations, the Senior Manager of Ecommerce Operations will play a pivotal role in overseeing and optimizing our ecommerce operations. Senior Manager, Ecommerce Operations. Senior Manager, Ecommerce Operations. The ideal candidate will have a strong backgr...
Demonstrated ability to manage and motivate various project management team members, including project coordinators and project managers, in order to fulfill customer demands effectively and to the highest quality. X is currently hiring for Account Executive (Project Manager) to join our Domestic Re...
Running project and exec steering meetings Skills & Experience Required Proven track record of successfully delivering complex multi-million-dollar projects within the financial services industry. Minimum of 7+ years project management experience with full project management re...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
As a Project Manager Senior Associate, you will support the Chase Wealth Management business and Chief Executive Officer, including prioritizing and executing on key strategic priorities and initiatives. The role requires excellent communication skills, flexibility, and ability to manage a project e...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
As an Operations Manager, you are responsible for assisting in directing and overseeing the support services operational needs of the department. ...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...