Bank Compliance Officer responsibilities include: Implementing and maintaining all compliance policies and procedures for the bank. Compliance Officer – To $100K – Boca Raton, FL – Job # 3122. Bank Compliance Officer role in the greater Boca Raton, FL area. This role will be responsible for performi...
This individual assesses compliance risks and needs; develops and implements compliance policies and processes; develops and delivers compliance training; supports and implements global compliance initiatives in the Region; monitors compliance processes; manages, leads and conducts ethics and compli...
Compliance Officer - To $100K - Boca Raton, FL - Job # 3122. Bank Compliance Officer role in the greater Boca Raton, FL area. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulat...
The role is an integral member of the Compliance Department and will work with the Chief Compliance Officer to ensure stringent compliance with the legal and regulatory requirements of all local, state, federal and international laws. Deliver ongoing training programs and provide guidance on complia...
Work with the Chief Compliance Officer to develop and implement the compliance program for the broker-dealer compliance structure. The associate will assist the Chief Compliance Officer in overseeing the compliance strategy for the broker-dealer businesses. The Associate Compliance Officer will be p...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are being ...
Compliance Officer – To $100K – Boca Raton, FL – Job # 3122. Bank Compliance Officer role in the greater Boca Raton, FL area. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulat...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
The responsibilities of the Compliance Specialist are to effectively develop, coordinate, and communicate commercial insurance product filings; perform regulatory research; and provide additional support and other regulatory functions as directed. Candidate will have expertise with ISO, NCCI, SERFF,...
CHIEF OPERATING OFFICER FOR LAW FIRM. Ability to work with firm management including the Firm’s Financial Officer to provide high level and detailed reports to guide firm decision-making;. ...
Assist in the maintenance of compliance program, including, but not limited to, the company’s commercial compliance policies and procedures. GxP (GMP/GLP/GDP) compliance oversight for the organization. Act as a liaison for ethics and compliance support adhering to critical business activities within...
We are seeking a highly motivated and experienced Homeowner's Insurance Compliance Director/VP to ensure our company's compliance with all relevant laws, regulations, and industry standards to comply with state and federal law, while mitigating risk. The successful candidate will be responsi...
Robert Half is partnering with a rapidly growing e-commerce company to find a General Counsel for their Aventura, FL headquarters. This position offers the opportunity to lead a team of in-house counsel, with significant potential for professional growth. Coordinate with the parent company's legal d...
The Associate General Counsel reports directly to the Executive General Counsel and is responsible for handling a variety of fairly routine assigned legal projects within the Legal Department. Associate General Counsel - First Party Defense. Conducting legal research and drafting legal memoranda to ...
Phoenix Pro Connect is collaborating with a large real estate company in Miami to fill the role of Compliance Director. General Counsel, you will identify compliance vulnerabilities, implement corrective actions, and provide compliance-related training to employees. Oversee the development and deliv...
The benefits of becoming a Security Officer at the Seminole Casino Coconut Creek. The security industry can be a great stepping stone to many opportunities in the field of law, security and public safety. With a few years’ experience, a more seasoned job seeker can branch out into other careers, inc...
This is senior-level professional work in which incumbents are developing their roles, increasing their skills, assuming increased responsibility, and working under general guidance. Prepare Regulatory Notices, rule guidance and other correspondence with member firms, their outside counsel and other...
The Compliance Director is responsible for leading the company’s Compliance Team, including oversight of regulatory affairs, source development, data management, quality assurance, and compliance. The Compliance Director is responsible for ensuring that the company’s data collection meets ALCOA-C st...
We are in search of a General Counsel to lead the group with expertise in Healthcare Law, Regulatory matters, Transactions and Operations. ...
Develop and maintain standard operating procedures (SOPs) and implement technology solutions to streamline processes. ...
The Senior Analyst, Governance, Risk, and Compliance will be a key individual contributor in our Governance, Risk, and Compliance team. The team member will play a key role in maintaining our compliance program, partnering with process owners, external auditors, and other stakeholders in order to pe...
As Compliance Manager you will Support the Compliance program by identifying issues and collaborating with corporate leadership on actions. Compliance Manager – Turks & Caicos Island – Up to $72,000. The client is now seeking an experienced Compliance Manager. Develop and maintain policies, conduct ...
Director of Quality Assurance/Improvement and Compliance. Coordinates and guides all employees in interpretation of State, Federal and Managed Care regulatory guidelines and gives assistance on how to attain compliance of regulation. In 2020, UHS was again recognized as one of the World's Most Admir...