Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains ri...
The Global KYC Policy team is seeking dynamic and experienced AML compliance officer to drive Know Your Customer Policy- Strategic Change initiatives. The role will play a pivotal part in assessing and driving forward strategic initiatives to modernize our KYC policy framework, ensuring alignment wi...
The Compliance Business Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Assist Client Reporting management in exercising control over Operational and C...
The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's...
The Payment Intermediary (PI) AML Compliance Risk Management (ACRM) Officer is responsible for partnering with Services business teams to deliver AML-risk mitigated solutions for our PI customers. Conducting enhanced due diligence on PI clients, including client site visits and engagement with senio...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
As a Compliance - Monitoring and Testing Senior Officer - Senior Associate, who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. Job responsibilities * Perform an independent a...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML) team. Devel...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing - Branch Examinations team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's complianc...
The Payment Intermediary (PI) AML Compliance Risk Management (ACRM) Officer is responsible for partnering with Services business teams to deliver AML-risk mitigated solutions for our PI customers. Conducting enhanced due diligence on PI clients, including client site visits and engagement with senio...
BSA/AML Compliance Officer – To $90K – Tampa, FL – Job # 3253. Our client is seeking to fill a BSA/AML Compliance Officer role in the greater Tampa, FL market. The successful candidate will be responsible for the implementation and management of effective Bank Secrecy Act (BSA) and Anti-Money Launde...
Job Title: AML Compliance Officer /KYC Policy Strategist. The Global KYC Policy team, is seeking dynamic and experienced AML compliance officer to drive Know Your Customer Policy- Strategic Change initiatives. The role will play a pivotal part in assessing and driving forward strategic initiatives t...
The Compliance Officer Quantitative Strategies will be a member of GLA’s compliance department and will primarily focus on supporting the firm’s quantitative team located in Tampa, FL. The position will serve as the compliance program lead collaborating closely with other members of the GLA and Wint...
The AML Prevention Head interacts at the senior executive level within and outside Citi, including Global Compliance leaders, Global Business leads, Independent Audit, Risk, as well as regulatory stakeholders such as the OCC and FRB. Lead the end-to-end process for all KYC-related policies, standard...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) GFC Sanctions responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; ...
Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. Security Experience - 6+ Months. Security Experience - 6+ Months. Provide customer service to our clients by carrying out safety and security procedures, sit...
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; perform...
The Information Security Officer (ISO) are subject matter experts for business, functions and technology for all Information security activities including but not limited to oversight and management of the information security risk globally (and not specific to a geography). Overview of the Chief In...
The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's...
New Business Marketing and Refinance Specialitst....
The successful applicant will join a small team of regulatory compliance (RGC) professionals responsible for the development, implementation, monitoring, and management of Seminole’s North American Electric Reliability Corporation (NERC) compliance program. Seminole’s RGC-NERC teams (bot...
As our Hiring and Compliance Specialist, you'll be at the forefront of ensuring DOT compliance and shaping the future of our growing fleet. As a Hiring and Compliance Specialist at MAB, you hold the key to ensuring DOT compliance and helping us maintain the highest standards of service for our c...
Knowledge of basic compliance principles and standards, including industry best practices and compliance controls. Review policies and procedures that demonstrate compliance with regulatory requirements and work to address gaps and inconsistencies. Support the facilitation of impact assessments to e...
Quality Assurance Compliance Specialist. The role is a member of the site Quality Compliance team. Support for compliance with change controls, CAPA, investigations, deviations, and OOS. Substantial Quality Compliance experience within the pharmaceutical/biotech industry is required. ...