The Compliance Business Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Assist Client Reporting management in exercising control over Operational and C...
Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regula...
The Compliance function supports the development and maintenance of a strong regulatory compliance culture by working closely with the Business, Legal, Risk, Controls, and Audit functions to provide expertise on regulatory compliance matters. The Compliance function supports the development and main...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
The International Compliance Officer is responsible for designing, developing, implementing, monitoring and maintaining an effective international/export control compliance program coordinating system-wide initiatives to assess, balance and respond appropriately to compliance risks. CUSECO (Certifie...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
The Compliance Officer Quantitative Strategies will be a member of GLA's compliance department and will primarily focus on supporting the firm's quantitative team located in Tampa, FL. The position will serve as the compliance program lead collaborating closely with other members of the GLA and Wint...
The CRA & Compliance Officer is responsible for overseeing and ensuring compliance with both the Community Reinvestment Act (CRA) regulations, consumer and other compliance requirements within the bank. The CRA & Compliance Officer collaborates with internal departments to assess CRA performance, id...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing rela...
Support the development and implementation of the firm-wide AML Global Fund Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well as maintain the AML compliance program for the businesses. The AML Compliance Risk Management (ACRM) Global Fund...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
The Payment Intermediary (PI) AML Compliance Risk Management (ACRM) Officer is responsible for partnering with Services business teams to deliver AML-risk mitigated solutions for our PI customers. Conducting enhanced due diligence on PI clients, including client site visits and engagement with senio...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's ...
Compliance Risk Management Officer, VP. Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. Reviewing materials to ensure compliance with various regulatory and legal requirement...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
The Compliance Officer Quantitative Strategies will be a member of GLA’s compliance department and will primarily focus on supporting the firm’s quantitative team located in Tampa, FL. The position will serve as the compliance program lead collaborating closely with other members of the GLA and Wint...
BSA/AML Compliance Officer – To $90K – Tampa, FL – Job # 3253. Our client is seeking to fill a BSA/AML Compliance Officer role in the greater Tampa, FL market. The successful candidate will be responsible for the implementation and management of effective Bank Secrecy Act (BSA) and Anti-Money Launde...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Our Alcohol Compliance Officer is there to ensure that all employees and guest follow our safe-drinking guidelines. ...
The Compliance Business Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Assist Client Reporting management in exercising control over Operational and C...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing - Branch Examinations team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's complianc...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...