It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Compliance Analyst Responsibilities:. Compliance Analyst Job Duties:. Compliance Analyst Skills and Qualifications:. Promotes the reliability of the Bulk Power System through rigorous compliance with applicable NERC standards monitoring and enforcement activities and functions as a team member for i...
Our Compliance Associate will be responsible for supporting a dually registered (Broker-Dealer and Investment Adviser) firm's Compliance department. Emerge is actively recruiting for a COMPLIANCE ASSOCIATE with a fantastic financial advisory client firm of ours. Our client is growing and searchi...
The Compliance Reporting Specialist works with other members of Conifer's Compliance team along with software technical support and management operations team members to ensure all monthly, quarterly and annual compliance reporting is submitted accurately and timely. Knowledge using affordable housi...
Our team members are highly knowledgeable and have diverse backgrounds in tax compliance, including tax technical compliance and reporting requirements, Pillar II compliance, process and technology enhancement, advanced calculations, and compliance and reporting for inbound and outbound businesses. ...
Develops and maintains constructive, influential relationships with internal and external business partners to ensure compliance needs are properly communicated and executed, as well as to minimize impact/cost of compliance to Paychex. Assesses compliance implications of potential acquisitions, new ...
Bergmann, an affiliate of Colliers Engineering & Design is currently looking for a Code Compliance Specialist to join our Architecture team. Assist project teams and clients with existing building evaluations relative to current code compliance and/or upgrades required for new uses and compliance. W...
Communicate regularly with manager to ensure maximum compliance with orders for optimal regulatory compliance. Review orders to ensure compliance and follows-up on issues identified until resolved, including but not limited to missing or wrong level signatures, incorrect address, missing dates, etc....
REMADE is seeking a hands-on Contracts & Compliance Manager who can handle many legal matters directly, having the seasoned judgment and presence to work with the CEO and senior officers on a wide variety of issues. Engage outside counsel on contractual and corporate governance and compliance ma...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Squarespace is looking for a Payroll Specialist to join the Payroll function of our growing company. You will report to the Head of Global Payroll & Compliance. ...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent JPMorgan Chase & Co. You will work independently and with external counsel. ...
Frequently our Security Officers will provide customer service and information to a client’s employees and customers. Securitas is a global company that offers the most advanced and sustainable security solutions in the industry. No experience necessary! If you have retail, food service or hospitali...
Description & Requirements The Compliance Management Analyst will support OS in various aspects, including, but not limited to, OS Security Compliance, collaboration with OS Staff Divisions (StaffDiv), coalition building, and awareness programs that promote all OS Cybersecurity initiatives. Thi...
As a Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. The Partner Tax Preparation Advisors program (PTPA) team is a national team comprised of dedicated tax professionals who serve as trusted advisors that provide tax com...
Director, Assistant General Counsel. The Director, Assistant General Counsel will support our Beer, Wine & Spirits, and Corporate divisions and will draft, review, revise, negotiate, and finalize commercial contracts such as consulting, software/SaaS and other information technology, data and ma...
Safety Compliance Specialist - Farmington, NY. Our Safety Compliance Specialist will be responsible for fostering an environment that emphasizes a strong safety culture in our Material Recovery Division. Audits to ensure compliance with required safety policies and programs, digital record keeping o...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...