A company is looking for a Chief Compliance Officer for its Money division. ...
Take full ownership of our compliance program with the aid of our outside compliance consultants to maintain a best-in-class and proactive compliance program. We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial par...
Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
A company is looking for a VP, Financial Services Risk and Compliance / Chief Compliance Trust Officer in the healthcare financial services sector. ...
Fund Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenanc...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal po...
Provide advisory services to staff and management and to the Regional Coveringpliance Managers (RCCM) and, at times, the Chiefpliance Officer (North America) on significantpliance matters and issues;. ...
Reporting to the Chief Compliance Officer, this #2 Compliance Officer will work closely with senior leadership in helping ensure organizational wide compliance in consumer and commercial lending. Monitors, researches, and analyzes complex issues relating to governance and compliance including federa...
Review required documentation to ensure quality, completeness and compliance with ICD and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Code Compliance Officer II is an Advanced Level class position of the Code Compliance Officer Series classification and employees in this class perform and execute the duties of Code Enforcement Officers I. A Code Compliance Officer I performs a variety of duties necessary to execute the County's Co...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Comprehensive health and wellness packages.Internal mobility team dedicated to helping you own your career.Professional growth opportunities including paid education and certifications.Cutting-edge technology you can learn from.Rest and recharge with paid vacation and holidays.The likely salary rang...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
This position will develop the Geoscience Compliance expertise at Tallgrass through management of CO2 Sequestration Class VI permit applications across several CO2 Sequestration projects and integration of product from internal multidisciplinary technical specialists and external subsurface consulta...
A company is looking for a Privacy Compliance Officer. Key Responsibilities:Develop and Implement Privacy PoliciesMonitor ComplianceData Protection Impact Assessments (DPIAs)Required Qualifications:Bachelor's degree in Law, Business, Information Technology, or related fieldMinimum 5 years of experie...
A company is looking for a Deputy General Counsel: Product & Capital Markets. ...
A company is looking for a Senior Director, Product Management - Compliance and Risk Platform. ...
A company is looking for an Insurance Compliance Director. ...
A company is looking for a Director, Security & Compliance. Key Responsibilities:Coordinate response to security challenges and ensure business continuity and disaster recovery frameworks are in placeEvaluate and provide insights on product security risksBuild and lead audit/compliance efforts acros...
A company is looking for a Manager of Compliance and OEM. Key Responsibilities:Allocate department resources to meet client needs and support internal initiativesEnsure quality of work meets company standards and stay informed on industry trendsDesign process workflows, training programs, and facili...
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
A company is looking for a Director of Information Security, Risk, and Compliance. ...