A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and BSA regulatory requirements by completing compliance testing and quality control reviews using established monitoring procedures to determine effectiveness of int...
A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and BSA regulatory requirements by completing compliance testing and quality control reviews using established monitoring procedures to determine effectiveness of int...
Supervise the firm's compliance leadership and provide coaching as needed to protect the general operation of the Compliance Program and ensure it continues to prevent illegal, unethical, or improper conduct. Collaborate with other departments to monitor, and as necessary, coordinate compliance acti...
A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and BSA regulatory requirements by completing compliance testing and quality control reviews using established monitoring procedures to determine effectiveness of int...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer IN ID67412. ...
A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and BSA regulatory requirements by completing compliance testing and quality control reviews using established monitoring procedures to determine effectiveness of int...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Chief Compliance Officer ensures compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; recommending opportunities to strengthen the internal control structure. Chief Compliance Officer, Medicare Advantage. Chief Compliance&n...
Aegis is partnering with a manufacturing company who is looking for a regulatory compliance specialist to come join their team!. Develops, implements, and maintains comprehensive compliance investigation strategies, best practices, and processes to identify and address reports and/or allegations of ...
By completing this form, you are indicating to us that you are interested in exploring this opportunity in greater depth: Compliance Officer IN ID68171. ...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
The Fair Lending and Compliance Specialist is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance and fair lending risk across the organization. Support the Compliance Management System established by the Chief...
We are currently seeking a Compliance Testing Analyst that will be responsible for performing testing activities for various regulatory compliance requirements applicable to Old National lines of business. This position will report to the Compliance Testing Manager and is part of the Corporate Compl...
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The Compliance Analyst will assist the Compliance Testing team in implementing the Bank's Compliance Testing Program to promote independent oversight within the Compliance Risk Management Framework. The Compliance Analyst will be an integral part in executing the Compliance Testing Program and will ...
The Sr Director of Compliance, Cybersecurity will be a key member of the lead team of Cybersecurity Governance, Risk, and Compliance (GRC) at Lilly, serving as both a hands-on practitioner and a leader/mentor for the compliance team. Knowledge of Governance, Risk, and Compliance (GRC) tools and plat...
Reporting directly to the SVP General Counsel/Chief Compliance Officer, the Associate General Counsel - Regulatory, Compliance, and IP (AGC) will establish strategy and provide legal advice and counsel relating to several subject matter areas, including FDA/TFC laws and regulations, intellectual pro...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
The Deputy General Counsel-Americas and Global Head of Litigation is a critical leadership position at the Company and will work with Elanco's General Counsel, Legal Leadership Team and business leaders. Your Role: Deputy General Counsel - Americas and Global Head of Litigation. The Deputy General C...
Manage the tracking and reporting of compliance issues through coordination with the Compliance Advisory Services Manager and the Fair and Responsible Banking Manager. The Corporate Compliance Testing Manager is responsible for managing and coordinating an effective corporate-wide regulatory Complia...
The Associate General Counsel works under the supervision of the Chief Legal Officer of the Clear Spring Property and Casualty Group and will assist in managing the legal needs of the Company and provide advice and counsel to all its various departments. The Associate General Counsel is a critical r...
We are hiring an experienced executive to be our general counsel and chief compliance officer. In this dual role, you will play a crucial part in ensuring the company's compliance with regulatory requirements while also providing strategic legal counsel to support our business objectives. Operate wi...
This role will oversee the design and development of a risk and compliance platform product and infrastructure to support the global risk and compliance programs and strategic direction of Circle. You will achieve this by establishing a risk and compliance platform product vision, gaining consensus ...
The Fair Lending and Compliance Specialist is primarily responsible for administering monitoring programs under the Company's compliance management system to assist in managing compliance and fair lending risk across the organization. Support the Compliance Management System established by the Chief...
Circle is looking for an experienced Internal Controls and SOX Compliance Senior Analyst. Reporting to the VP of Internal Controls and SOX Compliance, this person will join a growing controls team and play a critical role in defining robust controls and processes as part of the company's public comp...