A company is looking for a Chief Compliance Officer for its Money division. ...
The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Core Compliance, Americas, working closely with other compliance professionals and attorneys. Core Regulatory Compliance Officer. The Compliance Officer's primary responsibilities will includ...
Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
Brookline Place West, Brookline, MA 02445.Remote: occasional time on campus....
A company is looking for a Chief Compliance and Privacy Officer (Remote). ...
Additionally, you will identify, measure, and escalate compliance issues to the Senior/ Principal Compliance Officer where appropriate. Furthermore, while in this role, you will work with other compliance officers to support business needs, strategize, and develop standards and procedures to assure ...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...
The VP of Chief Compliance Officer oversees components of the compliance program related to policy and procedures, education and training, compliance line reporting, auditing, and monitoring. Develop, on a yearly basis, a Corporate Compliance Audit/Review Schedule delineating the areas identified fo...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
As a member of the SSGA senior most Operating Group, Executive Management Group and Senior Leadership Team as well as the Corporate Compliance function, provide collaborative compliance technical advice and consulting as a subject matter expert to the SSGA Chief Executive Officer, Global Corporate C...
Overview: Reporting to Tufts University Senior Vice President for University Relations and General Counsel, the newly created position of Chief Compliance Officer will oversee and manage the Universitys compliance function and compliance risk. Tufts University (Tufts or the University) has engaged M...
Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure for private credit. This role will be a member of the Legal and Enterprise Risk Group and will report to the Private Investments Chief Compliance Of...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
We are seeking a proactive and self-motivated individual to join our Indirect Tax Compliance Team within the Isle of Man Treasury as an Executive Officer where you will play a key part in ensuring compliance among Isle of Man VAT-registered traders. ...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
We are looking for a highly motivated and experienced Compliance Officer, AVP to join our dynamic Bank Policy & Advisory (BP&A) team in Corporate Compliance. Additionally, the BP&A Compliance Officer will design, execute, and enhance advisory reviews to demonstrate oversight of compliance with polic...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
The Legal Counsel & Compliance Officer, Americas will lead the compliance function in the Americas, driving healthcare compliance as well as employment and related compliance activities and will provide legal support across the Sirtex business globally. The Legal Counsel & Compliance Officer...
Westwood, Massachusetts; Glen Allen, Virginia; Johnston, Rhode Island; Medford, Massachusetts ....
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at least t...
Hebrew SeniorLife has exclusively retained AMN Healthcare to lead a national search to recruit the Chief Compliance Officer. Chief Compliance Officer (CCO). HSL’s enterprise-wide compliance program and ensuring sound and effective compliance operations. The CCO will also serve as a liaison to the HS...
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to bring a study into compliance and will provide ...