A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. Chief Compliance Officer Responsibilities:. Chief Compliance Officer Qualifications:. Developing and implementing a compliance program with tailored policies and procedures. ...
We are seeking an energetic Chief Compliance Officer (“CCO”) to join our founding Senior Leadership Team. Conduct risk assessments and compliance reviews to identify potential risk areas and conflicts of interest; conduct annual compliance review. You will work on a variety of legal- and compliance-...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
The Senior Compliance Analyst works in collaboration with others to support the compliance function at Launch; stays current with compliance requirements that impact credit union operations, identifies impact, assists business units to understand legal/regulatory requirements and change(s) needed to...
Why you should apply to be a Trade Compliance Analyst:. What's a typical day as a Trade Compliance Analyst? You'll be:. Apply to be a Trade Compliance Analyst today!. Conducting technical import and/or export compliance reviews, including product classification and export license determination. ...
Are you ready to build your career by joining a commercial data and analytics company? If so, our client is hiring a Compliance and Ethics Analyst!. The Global Compliance & Ethics (GC&E) Program & Operations Analyst is an integral team member responsible for supporting the GC&E Team with key deliver...
The Compliance Quality Assurance Manager (QA Manager) is responsible for operational support duties of the Compliance Management Team as directed by the Compliance Manager. Manages the Quality Control Program and Supervises the Compliance Specialist Quality Assurance, Assurance, Manager, Compliance...
The Armed Custom Protection Officer will also control access and egress; Security Officer, Armed Security, Armed, Officer, Experience, Security. Allied Universal is hiring a Armed Custom Protection Officer (CPO). The Armed Custom Protection Officer will conduct armed foot and/or vehicle patrol (inte...
Were seeking a future team member for the role of Senior Associate, Tax Reporting & Compliance to join our Wealth Management team. In this role, youll make an impact in the following ways: Serve as liaison with Wealth Management (WM) tax preparer Support WM Tax team members and front office team mem...
We are seeking a dynamic, hands-on Supply Chain Compliance Manager to mature compliance processes and policies. To manage supply chain compliance requirements efficiently and effectively, organizations need not only the knowledge, access to information, and ability to interpret the impact of existin...
Selected candidates must have: Strong security presence, In door out door foot patrol, Proper writing skills, Customer skills Good customer relation skills Must be able to be alert of surr Security Officer, Officer, Licensed, Security, Part Time. Licensed Security Officer Must have Class D Security ...
GardaWorld - 127322BR [Safety Officer / Law Enforcement] As a Security Officer at GardaWorld, you'll: Observe, survey the area and provide reporting on activity at your assigned location; Provide rapid response in critical situations; Know when and how to enforce customer procedures, regulations and...
The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director will work closely with various departments, i...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
The SOX Compliance Director (Associate Director) will report to the VP, Audit and will be responsible for leading the testing of the SOX internal controls and day-to-day operations to ensure compliance with Sarbanes-Oxley 404 requirements. Minimum of 7 years of direct experience related to external ...
Unarmed Security Officer - Cocoa, FLAddressCocoa, FL 32922, USACompensation$17. American Security & Investigations, a Marsden Holding Company, has been delivering ‘peace of mind’ to our customers for over 45 years! We are an innovative team of safety and security professionals that bring a customer ...
Manages all aspects of the North America field compliance program; supports the management of the North America Compliance team and all elements of the North America compliance program including conducting risk assessment(s), implementing and training on relevant policies & procedures, and assis...
Wealth Advisor/Assistant General Counsel. Fast-growing and dynamic 6B+ AUM National Wealth Management Firm seeks a Wealth Advisor/Assistant General Counsel in Palm Beach Gardens. Assist the General Counsel with due diligence, drafting, and reviewing of legal documents as the firm ramps up M&A activi...
The candidate will apply information technology security principles and configure security settings, complete weekly system audits, apply security patches and conduct media reviews. Lockheed Martin is a Cyber Security pioneer, partner, innovator and builder. This position will be at Hurlburt Field, ...
To be fully engaged in providing Uncompromised Safety, Superior Quality, Memorable Patient/Customer Experiences, and Financial Stewardship through unarmed security services to ensure the safety and security of associates, patients, and visitors of Health First facilities. Class “D” Security Officer ...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...
We are seeking a dynamic, hands-on Supply Chain Compliance Manager to mature compliance processes and policies. To manage supply chain compliance requirements efficiently and effectively, organizations need not only the knowledge, access to information, and ability to interpret the impact of existin...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...