Compliance Officer II-Compliance Testing Programs. Responsible for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to ensure compliance with state and federal laws, rules, and regulations. Prepare reporting and actively engage senior LOB leadership to ...
The chief compliance officer is responsible for developing, maintaining, and monitoring regulatory compliance standards for the registered investment adviser and broker-dealer clients in the overall management of the client's compliance program, the application of compliance policies and procedures,...
Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Analyzes data by numerous delivery channels, geographic area, product types, facility, and ...
Compliance Officer II-Compliance Testing Programs. Responsible for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to ensure compliance with state and federal laws, rules, and regulations. Prepare reporting and actively engage senior LOB leadership to ...
Compliance Officer II- Mortgage Origination. Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Analyzes data by numerous delivery channels, g...
The Chief Compliance Officer ("CCO") is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC ("Oxford") and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford ("TCO...
Compliance Officer II- Mortgage Origination. Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Analyzes data by numerous delivery channels, g...
The chief compliance officer is responsible for developing, maintaining, and monitoring regulatory compliance standards for the registered investment adviser and broker-dealer clients in the overall management of the client's compliance program, the application of compliance policies and pr...
Perform and/or oversee periodic testing of written policies and procedures to determine ongoing compliance. Ability to oversee and carry out the implementation and ongoing execution and enhancement of a full-scale compliance program. Preferably in a manager, officer, or director role. ...
Compliance Officer II- Mortgage OriginationLOCATION -- Cincinnati, Ohio 45227. Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Analyzes dat...
The Chief Compliance Officer ensures compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; recommending opportunities to strengthen the internal control structure. Chief Compliance Officer, Medicare Advantage. Chief Compliance&n...
Compliance Officer ILOCATION -- Cincinnati, Ohio 45227. Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Analyzes data by numerous delivery ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Compliance Officer II-Compliance Testing ProgramsLOCATION -- Cincinnati, Ohio 45227. Responsible for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to ensure compliance with state and federal laws, rules, and regulations. Prepare reporting and activel...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
COMPANY OVERVIEW .EMCOR is the world’s leading provider of mechanical and electrical construction and facilities services, including planning, consulting, and operations and maintenance.DeBra-Kuempel combines the expertise of two of the tri-...
Reporting directly to the SVP General Counsel/Chief Compliance Officer, the Associate General Counsel - Regulatory, Compliance, and IP (AGC) will establish strategy and provide legal advice and counsel relating to several subject matter areas, including FDA/TFC laws and regulations, intellectual pro...
Assists the Compliance Risk Management (CRM) Division in advocating and facilitating the development, implementation, communication, and maintenance of corporate-wide Compliance Risk Management (CRM) through Data Analytics. Analyze initial exceptions identified during data analysis, and coordinate w...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
The Procurement Compliance Manager sits in the Policy & Compliance team providing expertise on Government procurement regulation, supply chain, and subcontracting. The Procurement Compliance Manager uses procurement knowledge to support the linkage of compliance and quality assurance to ensure t...
The Director of Tax Reporting and Compliance will manage a wide range of tax matters including tax provision, monitoring legislation, research, compliance, and audit defense. Bank gives you a wide, ever-growing range of opportunities to discover what makes you thrive at every stage of your career. J...
Join Our Team as Chief Operating Officer (COO). The Crossroads Center is actively seeking a dynamic Chief Operating Officer (COO) who will provide visionary leadership to our organization. Serve as Compliance Officer, ensuring adherence to internal and external protocols and licensing requirements. ...
Reporting directly to the Chief Operating Officer, the Associate Chief Operating Officer will serve as a vitally important leader in our organization and help drive the success of our schools. We are seeking an Associate Chief Operating Officer to join our Regeneration Schools team. The Associate Ch...
Leads crossfunctional projects to ensure compliance with regulatory requirements and remediate areas of non-compliance. Proven experience conducting compliance assessments of compliance and regulatory risk. Supports the Western & Southern Financial Group (W&SFG) insurance companies in meetin...
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...