The chief compliance officer is responsible for developing, maintaining, and monitoring regulatory compliance standards for the registered investment adviser and broker-dealer clients in the overall management of the client's compliance program, the application of compliance policies and pr...
This role will involve ensuring compliance with chemical control and other product-related regulations, advocating for legislative changes, and coordinating activities related to product stewardship. Develop processes and systems to ensure compliance with new and existing regulations related to prod...
The Chief Compliance Officer ensures compliance with regulations and controls by examining and analyzing records, reports, operating practices, and documentation; recommending opportunities to strengthen the internal control structure. Chief Compliance Officer, Medicare Advantage. Chief Compliance&n...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Security Officer 3rd Shift Weekends. Now Hiring Part Time Security Officers. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facilit...
This position supports field operations by establishing, implementing, communicating, and training organizational regulatory compliance policies, procedures, and systems. Responsibilities include maintaining records in compliance with FMCSA regulations and company policy, ensuring proper communicati...
The Associate Regulatory Manager, Product Compliance will collaborate with the Regulatory Team to oversee the Company’s regulatory compliance efforts, providing key regulatory support and expertise to business units regarding requirements for selling products and conducting business globally. Own th...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
Job Overview: Under the direction of the Pharmacy Compounding Coordinators and Director of Pharmacy Operations, the Clinical Pharmacist Compliance Specialist is responsible for assuring that sterile and non-sterile compounding (hazardous and non-hazardous) is performed in accordance with established...
Elevance Health Compliance Director Cincinnati , Ohio Apply Now. Leads compliance monitoring to identify process gaps, validate compliance levels, map processes, draft corrective actions/remediation plans, oversee implementation of corrective actions, prepare reports/presentations. Develops strategi...
As a TQL Legal Compliance Analyst you will assist the Legal Department in the development, enhancement, retention, and documentation of compliance-related activities. The Legal Compliance Analyst will maintain effective tracking and ongoing monitoring of compliance of organizational processes and fu...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Security Officers/Security Guards observes and reports activities and incidents at an assigned client site, providing for the security and safety of client property and personnel. Job Requirements of the Security Officer/Security Guard include but are not limited to:. Must be able to meet and contin...
New Vista Health and Wellness is currently recruiting a Director of Quality and Compliance for Blue Ridge. The Director of Quality and Compliance is responsible for planning, administration, and monitoring of survey readiness of all quality management regulatory requirements and quality improvement ...
Receive complaints and distribute them to either in-house counsel or assign cases to appropriate outside counsel. Assistant General Counsel - Consumer CollectionsLOCATION -- Cincinnati, Ohio 45202. Acts as lead in house counsel to senior management, department leaders, human resources, etc. Provide ...
Will also be responsible for coordinating PSRA activities with the LRA research and technology, manufacturing and business staff in Americas in order to ensure good product stewardship, global regulatory compliance and development of sustainable technology. Develop PSRA processes and systems ensurin...
Carries out research of legal principles and precedents and consults with outside counsel on legal strategies on particular issues related to Medicare. Provides general and detailed instructions for more junior members of the department and concise, timely briefings to senior-level business and lega...
Security Officers/Security Guards observes and reports activities and incidents at an assigned client site, providing for the security and safety of client property and personnel. Job Requirements of the Security Officer/Security Guard include but are not limited to:. Must be able to meet and contin...
Will also be responsible for coordinating PSRA activities with the LRA research and technology, manufacturing and business staff in Americas in order to ensure good product stewardship, global regulatory compliance and development of sustainable technology. Develop PSRA processes and systems ensurin...
Under the direction of the Pharmacy Compounding Compliance Coordinators and Director of Pharmacy Operations, the USP Compliance Specialist is responsible for assuring that sterile and non-sterile compounding (hazardous and non-hazardous) is performed in accordance with established policies and proce...
The City of Cincinnati Solicitor’s Office (Law Department) is seeking an attorney to serve as the Chief Counsel of the General Counsel/Government Section. The Chief Counsel serves as the supervisor and lead attorney of the General Counsel/Government Section. Awareness of the organization, duties, po...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
In addition, the GFC Governance function plays a critical role in liaising with AML and Sanctions officers of FIS’s subsidiaries as well as other Risk and Compliance functions across the Legal, Compliance & Corporate Affairs division at FIS. Monitor LOB compliance activities to verify that regul...
Compliance Specialist – Rate Filing. Be sure to include your preferred contact information as one of our Qualification Specialists will connect with you promptly. ...