Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
M-1, the CFR 32 Part 117 National Industrial Security Program Operations Manual (NISPOM), and other security activities ensuring compliance with government and company security policies and procedures. Duties involve ensuring compliance in the areas of personnel security/visitor control, information...
Allied Universal is Seeking an Armed Security Officer. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. Looking for a Part Time Security Job? Need Extra Hours and Extra Money? Look No Further!!!. Must Have ...
Security Officer - Shopping Mall. Allied is Seeking a Security Officer - Shopping Mall. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security ...
As a Cleared Security Officer, you'll receive specialized training in site-specific security protocols associated with your clearance level, allowing for skill development and professional growth in the security field. Security Officer - Cleared (Clearance Required - Unarmed). Allied Universal is Se...
The Financial Aid Campus Manager/Lead is responsible for planning, organizing, supervising and delivering a high level of service to schools, colleges and universities ensuring federal aid is processed in accordance with the school, state and federal guidelines provided. FA Campus Managers serve as ...
The Compliance Manager will also be expected to provide some support to Dynasty’s internal compliance initiatives typically associated with the operation of an RIA and BD compliance program and will work in tandem with the VP of Internal Compliance and team. A client-facing and fast-paced role...
QA/RA Compliance SpecialistPosition SummarySt. The QA/RA Compliance Specialist will facilitate the businesses of Catalent Pharma Solutions – Pharma Softgel – St. The QA/RA Compliance Specialist will interact directly with manufacturing, engineering, product development, technical services, validatio...
Compliance and business management in a compliance risk management capacity. Reports compliance program status and activities to compliance and business management. Uses knowledge of compliance monitoring, testing, audit practices and applicable U. Monitors Portfolio compliance for designated busine...
As a Senior Manager on the Environmental Compliance and Strategy (ECS) team, you will support internal teams with National Environmental Policy Act (NEPA) compliance for clean energy (e. With an increasing number of projects triggering federal environmental review, this position will serve as an int...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Compliance Specialist (Remote). Here are some responsibilities for the potential Compliance Specialist:. Monitor and document compliance activities to include assigned move-ins, all initial certifications, annual re-certifications, and interim certifications in accordance with outlined procedures an...
We are seeking a highly motivated and experienced Insurance Compliance Manager/Director to ensure our company’s adherence to all relevant laws, regulations, and industry standards while mitigating risk. The successful candidate will be responsible for developing and implementing compliance pol...
Compliance Director- Financial Holding Company-2402414. ...
A Security Officer must meet the physical and mental requirements of the state(s) to be licensed by the state to perform Security Guard / Security Officer work. A Security Officer must be able to read and interpret written information under a variety of circumstances. A Security Officer must be able...
The Associate General Counsel will work at the direction of the General Counsel and corporate leadership. The Associate General Counsel will support the General Councel in addressing and resolving legal matters. Provide legal support as needed by the General Counsel. Give accurate and timely counsel...
Carries out research of legal principles and precedents and consults with outside counsel on legal strategies on particular issues related to Medicare. Provides general and detailed instructions for more junior members of the department and concise, timely briefings to senior-level business and lega...
The Compliance & Ethics Analyst will leverage their expertise in compliance and ethics to effectively support NCLH's global compliance and ethics function. Assist in creating and implementing compliance programs and policies for ethics, anti-bribery, anti-corruption, trade sanctions, confidentiality...
Manages all aspects of the North America field compliance program; supports the management of the North America Compliance team and all elements of the North America compliance program including conducting risk assessment(s), implementing and training on relevant policies & procedures, and assis...
Assist in the creation, implementation, and maintenance of compliance policies, procedures and work instructions. Assist in the identification, analysis, and resolution of compliance issues. Work with internal and external partners on compliance and business initiatives. Participate in compliance pr...
The Associate General Counsel reports directly to the Executive General Counsel and is responsible for handling a variety of fairly routine assigned legal projects within the Legal Department. Associate General Counsel - First Party Defense. Conducting legal research and drafting legal memoranda to ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Compliance Director- PCG Training & Education-2401679. Under administrative supervision, uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to manage and oversee the operation of all functions for Pr...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...