Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
As a compliance officer, you'll be responsible for developing and implementing a comprehensive compliance program that safeguards the organization from legal and financial risks. Do you have a strong understanding of regulations and a passion for ensuring an organization operates ethically? If s...
As a Compliance Officer you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits assess risk and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance polic...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Asa Compliance Officer you will be responsible for ensuring that thecompany and its employees comply with internal policies andexternal regulations. You will conduct audits assess risk andimplement compliance programs to mitigate legal and regulatoryrisks. Developand implement compliance policies an...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Supervises the laboratory safety officer and assures that facility safety activities (, OSHA compliance, SAP compliance, ergonomic evaluations, biohazardous waste removal) are performed annually or as needed. Quality and Compliance Officer (Microbiology Supervisor 1) - 20013860(24000202). Basic Docu...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Job Summary:</b> The HR Compliance Officer is responsible for ensuring that the organization complies with all federal, state, and local employment laws and regulations. The HR Compliance Officer works closely with HR leadership, legal counsel, and other departments to provide guidance on regu...
Community Shelter Board is looking for a Chief Compliance & Operating Officer (CCOO) to join its dynamic executive team. The Chief Compliance & Operating Officer reports directly to President + CEO Shannon TL Isom and is a key member of CSB’s Executive Team. The Chief Compliance and Op...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Are you passionate about significantly improving the future of medicine? Do you believe that people are the most important asset of any company? If so, join .R&D work, a preclinical CRO performing safety efficacy and toxicology studies for small molecules and advanced therapies alike, and, most ...
Patrols, monitors, investigates and communicates regarding all aspects of Security and Public Safety. Reports Public Safety and security concerns. ...
The individual will report to our VP of Legal, Compliance, and Fraud and will assist in the management of the compliance program to ensure the company follows relevant laws and regulations. You will be primarily responsible for identifying compliance trends with state and federal regulations and man...
The Director of Compliance will manage and maintain compliance priorities for all state assets which include operational and regulatory deadlines. Furthermore, our ideal candidate will be inspired by a fast-paced culture and have a high level of comfort in ownership of state Compliance. This positio...
Reporting to the Director of Engineering, the Senior Product Compliance Specialist is responsible for ensuring that Integra is providing compliant products to its rapidly growing markets and their ever-evolving requirements. In this role, you will play a crucial part in ensuring compliance with all ...
Senior Program Manager,pliance EngineeringEvery day, Global Payments makes it possible for millions of people to move money between buyers and sellers using our payments solutions for credit, debit, prepaid and merchant services. ...
Job Responsibilities * Lead the development, strategy, and execution of Risk Management and Compliance's governance of the global OLO Program * Drive innovation and continuous evolvement to the program operating model based on rapidly changing legal and regulatory landscape ...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
As Vice President, you'll build and provide strategic oversight for teams providing sound, actionable, and insightful legal advice and counsel to all Claims units within Nationwide’s Property and Casualty Organization. Provides preventive legal advice and counsel to Property Casualty Personal Lines,...