A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
Ensures the Credit Union is adhering to the most recent risk and compliance requirements of the NCUA and other regulatory agencies. Recommends policy changes that will facilitate the Credit Union’s compliance program, reduce risk, and reflect related law and regulatory changes. Functions as th...
A company is looking for a Senior Compliance Professional to serve as the designated Regulatory Compliance contact for the Indiana Medicaid contract. ...
The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family Office’s compliance needs. Train new employees on all compliance related and serves as the firm-wide resource for compliance questions. More than 10 years of experience in wealth management industry required, f...
A company is looking for a Chief Compliance Officer for their Swap Dealer operations. ...
The SVP of Compliance (“SVP”), HUB Retirement and Private Wealth (“RPW”), will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively support the growing RPW business. This is a unique ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Performs on-site inspections of commercial and residential buildings, sites and vacant land to determine if maintenance of the property is in compliance with property maintenance code. ...
The SVP of Compliance (“SVP”), HUB Retirement and Private Wealth (“RPW”), will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely with RPW senior leadership to collectively support the growing RPW business. This is a un...
Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance requirements. ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
ACCO68252 – Compliance Officer – South of Denver, CO. Our client is seeking a Compliance Officer for their Colorado Springs, Colorado location. The ideal candidate will have 5 plus years of Compliance management experience. This is a manager position and they will supervise 1 full-time Compliance su...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
USA Rugby – Compliance Officer. The Compliance Officer will be responsible for ensuring that USA Rugby complies with all relevant laws, regulations, and internal policies. Develop and conduct compliance training programs for staff, coaches, referees, and players to ensure awareness and understanding...
Review required documentation to ensure quality, completeness and compliance with ICD and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Bank Secrecy Act Officer is responsible for developing, implementing, administering, and maintaining all aspects of the Bank Secrecy Act/Anti-Money Laundering Compliance Program which will be designed to ensure a high level of compliance with the BSA/AML related laws and regulations, internal po...
Comprehensive health and wellness packages.Internal mobility team dedicated to helping you own your career.Professional growth opportunities including paid education and certifications.Cutting-edge technology you can learn from.Rest and recharge with paid vacation and holidays.The likely salary rang...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Asa Compliance Officer you will be responsible for ensuring that thecompany and its employees comply with internal policies andexternal regulations. You will conduct audits assess risk andimplement compliance programs to mitigate legal and regulatoryrisks. Developand implement compliance policies an...
Code Compliance Officer II is an Advanced Level class position of the Code Compliance Officer Series classification and employees in this class perform and execute the duties of Code Enforcement Officers I. A Code Compliance Officer I performs a variety of duties necessary to execute the County's Co...
Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (i. Provide guidance to the customer to meet completeness and compliance. ...