Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. Serves as the organizational Privac...
The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent Assessment teams. Responsible for Integration of both Compliance Testing and Compliance Monitoring applications. Engage with ICRM Data and Syste...
A company is looking for a Chief Compliance and Privacy Officer (Remote). ...
Fair Banking Compliance Officer. Fair Banking Compliance Officer. Prior experience with working at a large bank or similar organization, preferably in a Compliance. Fair Banking Program to ensure the organization is operating in compliance with fair lending, anti-predatory and unfair, deceptive and ...
A company is looking for an Insurance Agent/Compliance Officer for remote work. ...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
A company is looking for a VP, Financial Services Risk and Compliance / Chief Compliance Trust Officer in the healthcare financial services sector. ...
This is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)'s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls i...
Assists the Deputy Chief Ethics & Compliance Officer on all aspects of enhancing a legal and regulatory compliance program, including regularly monitoring/assessing compliance and sanctions risks; drafting and revising BGS compliance policies and procedures; providing compliance training courses...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
The work will focus on helping the Research attorneys on the Compliance and Regulatory team. ...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
Assures compliance with agency policies and procedures, state and federal laws, regulations and accreditation standards. ...
The Compliance Officer manages the general planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Develops a...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Compliance Officer manages the general planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Develops a...
As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; ...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Chief Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Directo...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Chief Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Directo...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
This includes but is not limited to monitoring of compliance risk, managing or overseeing compliance issues and identifying compliance weakness by reviewing products, processes, procedures or controls and related documentation and reporting. Establish, own, and manage compliance standards for which ...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. Serves as the organizational Privac...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...