JCW is partnering with a leading investment management firm that's looking to build out their Marketing Compliance team. An ideal candidate will have prior experience reviewing marketing materials for FINRA/SEC compliance and will be Series 7 and 24 certified. Have experience reviewing marketing mat...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Coordinates and offers support to the bank training department through recommendations co...
The Senior Compliance Analyst - Compliance Program is responsible for ensuring the Bank establishes all required compliance responsibilities in a manner that is incorporated in internal policies and procedures of applicable business processes. Coordinate and offers support to the bank's training dep...
The Associate General Counsel, Litigation and Compliance Services, reports to the General Counsel, sits on the department's leadership team, and is responsible for: (1) managing the Company's litigation docket, including commercial, product liability, trade, personal injury, credit and collections, ...
The Global Trade Compliance Manager is responsible for the development and implementation of the Company’s trade compliance program on a global basis, reporting to the VP, Legal. Global Trade Compliance Manager. The Global Trade Compliance Manager position will work closely with operational and comm...
The Chief Operating Officer (COO) will develop and implement a transformational set of services for the district that improves existing processes and systems. Reporting to the Chief Finance and Operations Officer, the COO will incorporate district-level goals into operational objectives, ensuring th...
Development and improvement of access review methodology for ongoing compliance efforts. Experience with ensuring compliance with Board policies and SOPs through periodic access reviews. Compliance with industry standards and regulatory requirements. Analysing security controls and compliance measur...
Our nascent Financial Intelligence Unit (FIU) performs a critical role in the execution and management of our Bank Secrecy Act/Anti-Money Laundering (AML) compliance program: adhering to a set of required standards and processes regarding AML investigations; ensuring our compliance with applicable l...
The ideal candidate is a seasoned Chief Operating Officer with a strong banking operations background, who is excited by the prospect of creating the playbook, thriving in the chaos of a startup environment, and embracing an entrepreneurial spirit. Proven experience as a Chief Operating Officer or i...
The Consumer Compliance Manager role leads Crowe's regulatory compliance projects, including compliance audit and testing, program and risk assessments, and regulatory remediation. Demonstrated experience overseeing and performing regulatory compliance reviews or providing other compliance managemen...
The Associate General Counsel, Litigation and Compliance Services, reports to the General Counsel, sits on the department’s leadership team, and is responsible for: (1) managing the Company’s litigation docket, including commercial, product liability, trade, personal injury, credit and collections, ...
Associate General Counsel — The Pailin Group Professional Search Consultants. Associate General Counsel will focus on contractual and transactional work along with compliance and other company related legal matters. This role is an integral part of the legal team and reports to the Executive Vice Pr...
Client Support and Compliance Specialist. ...
Detention Officers should be able to communicate effectively to all levels of officers, management and administrators at local, county and federal facilities. Starside Security & Investigation, Inc. Detention Services Division (DSD) is looking for Detention Officers for Government Contracts in Dalla...
Aids the Security Coordinator in reviewing security documents and related reports. Non‐commissioned or commissioned Security Officer‐TCPS license to be required within 180 days of position assignment. Provides the highest level of safety and security by patrolling assigned areas to deter, detect and...
If there are suspected violations of compliance, the Compliance Specialist conducts audits or investigations, recommends areas for improvement, and develops roadmaps for remediation. The Compliance Specialist is responsible and accountable to ensure the program remains up-to-date on all regulatory a...
The Senior Specialist, Quality Interventions / QI Compliance contributes to one or more of these quality improvement functions: Quality Interventions and Quality Improvement Compliance. Acts as a lead specialist to provide project-, program-, and / or initiative-related direction and guidance for ot...
We are seeking a talented Sr Security Compliance Analyst to join our Information Security Governance, Risk, and Compliance team to perform IT and cybersecurity control testing and evaluate risks against Entrust systems, applications, processes, and environments. As a direct report to the Senior Risk...
Job Title: Unarmed Security Officer Location: Houston, TX 77058 Duties: Monitor the site and maintain security of site assets. Provide the necessary security to maintain the integrity of all equipment and property, as well as safety of persons at above site Specific Location : NASA Testing Sit...
BCT has teamed up with a Dallas industry leader who is seeking an experienced IT Security Compliance Specialist to lead and manage their IT compliance programs, ensuring adherence to regulations such as SOX, PCI, and other cybersecurity frameworks. Benefits offered include:</li> <li>Medi...
The PSA Compliance Manager is directly responsible for the development, coordination, facilitation, and evaluation of program training for assigned programs in accordance with Agency, state licensing standards, CARF accreditation policies, funding requirements, and other federal, state, and local re...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Detention Officers should be able to communicate effectively to all levels of officers, management and administrators at local, county and federal facilities. Starside Security & Investigation, Inc. Detention Services Division (DSD) is looking for Detention Officers for Government Contracts in Weste...
The Senior NERC Compliance Specialist plays a pivotal role within Rockland Capital, providing essential support for power plant assets' NERC Reliability Compliance Program needs. Assist with Compliance Assessments, Program Setups, and Audit Assistance: Review existing compliance documentation, provi...
The Associate General Counsel, Litigation and Compliance Services, reports to the General Counsel, sits on the department’s leadership team, and is responsible for: (1) managing the Company’s litigation docket, including commercial, product liability, trade, personal injury, credit and collections, ...