Executes compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. Responsible for conducting compliance risk oversight of assigned business units and/or functions. Manage compliance risk management communications, training, docum...
Conflicts of Interest (COI) Compliance Officer-(Hybrid). Under general supervision of Compliance Manager, responsible for effective interpretation and monitoring of the Georgia Board of Regents' policies regarding conflicts of interest (COI) and Georgia Tech's COI policies, Georgia laws, and federal...
Facilitate the administration of Truist's Community Reinvestment Act ("CRA") compliance and performance. Provide compliance guidance to internal management based on analysis and interpretation of the regulation and Truist's CRA performance. Serve as subject matter expert for associate inquiries rega...
A successful Compliance Officer will support the Chief Compliance Officer (CCO) to ensure compliance with applicable consumer banking and BSA regulatory requirements by completing compliance testing and quality control reviews using established monitoring procedures to determine effectiveness of int...
Executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework for the Institutional Broker Dealer. May serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compliance risk o...
Under general supervision of Compliance Manager, responsible for effective interpretation and monitoring of the Georgia Board of Regents' policies regarding conflicts of interest (COI) and Georgia Tech's COI policies, Georgia laws, and federal regulations, and of employee codes of conduct related to...
Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
A company is looking for a Deputy Compliance Officer, Credit Cards. ...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
A company is looking for a Chief Compliance Officer (CCO) and Anti-Money Laundering Compliance Officer (AMLCO). ...
Risk and Compliance Officer: Responsible for designing, organizing, coordinating and implementing the Risk Management Program with the objective of controlling and minimizing loss to protect the human, physical and fiscal assets of the organization. ...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
The Chief Compliance Officer (CCO) is responsible for designing, implementing, updating, monitoring, and advancing an effective enterprise-wide operational and regulatory compliance program. Minimum of seven years’ relevant experience as a senior compliance officer in a healthcare institution. The C...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compl...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
Job Title:*l Compliance Officer</b></p> <p dir="ltr"><b id="docs-internal-guid-52ffe045-7fff-577a-f310-7b167ec0cc55">**Company:** Augmentjobs</b></p> <p dir="ltr"><b id="docs-internal-guid-52ffe045-7fff-577a-f310-7b167ec...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Perform performance improvement activities, coordinate and/or instruct classes for the ALS Program under the guidance of the Corporate Director of EMS and Program Medical Director.This will include Cumberland County EMS and Life Link Critical Care Transport of Cape Fear Valley Health System, Cumberl...
We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. This position reports to the IB Director and will work closely with the ADMIS Compliance Department in implementing and overseeing compliance responsibilities for AFS. Monitor and c...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
Asa Compliance Officer you will be responsible for ensuring that thecompany and its employees comply with internal policies andexternal regulations. You will conduct audits assess risk andimplement compliance programs to mitigate legal and regulatoryrisks. Developand implement compliance policies an...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...