Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) with oversight for the. Reporting to the Citi Retail Services Chief Compliance Officer, this role will provide compliance oversight of the Pricing & Statement Operations space, incl...
Compliance Officer II- Newline. Analyzes data by numerous delivery channels, geographic area, product types, facility, and even employee or officer to identify risks and Develop and recommend scope or target for the Review, corrective action/or performance gap closure. Recommend protocols for compli...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) to support the. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and gui...
This position is part of the Compliance Program Management team providing direct consumer compliance oversight and support of all marketing and advertising, including marketing efforts of the mortgage lending team. Assist the AVP Regulatory Change Management with oversight of the compliance change c...
A financial institution in the top 10% of banks across the country is looking to add a Compliance Officer to their team! While reporting directly to the COO, this position encompasses two key roles: overseeing Community Reinvestment Act (CRA) and Compliance functions. Oversee all aspects of the bank...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Board of Directors ...
A financial institution in the top 10% of banks across the country is looking to add a Compliance Officer to their team! While reporting directly to the COO, this position encompasses two key roles: overseeing Community Reinvestment Act (CRA) and Compliance functions. Oversee all aspects of the bank...
This position is part of the Compliance Program Management team providing direct consumer compliance oversight and support of all marketing and advertising, including marketing efforts of the mortgage lending team. Assist the AVP Regulatory Change Management with oversight of the compliance change c...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) with oversight for the. Reporting to the Citi Retail Services Chief Compliance Officer, this role will provide compliance oversight of the Pricing & Statement Operations space, incl...
The position will be posted through 7/31#LI-GM1Compliance Officer II- NewlineLOCATION -- Cincinnati, Ohio 45227Fifth Third Bank, National Association is proud to have an engaged and inclusive culture and to promote and ensure equal employment opportunity in all employment decisions regardless of rac...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) to support the. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and gui...
With a firm commitment to integrity and innovation, we’re expanding our team and looking for a dynamic Chief Compliance Officer (CCO) to lead our compliance efforts. Position Overview: As our Chief Compliance Officer, you’ll drive our compliance strategy, ensure regulatory adherenc...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Compliance Officer II- NewlineLOCATION -- Cincinnati, Ohio 45227. Analyzes data by numerous delivery channels, geographic area, product types, facility, and even employee or officer to identify risks and Develop and recommend scope or target for the Review, corrective action/or performance gap closu...
This position is part of the Compliance Program Management team providing direct consumer compliance oversight and support of all marketing and advertising, including marketing efforts of the mortgage lending team. Assist the AVP Regulatory Change Management with oversight of the compliance change c...
Quality Assurance Specialist II. ...
The Director of Global Compliance will be responsible for working with key stakeholders within the organization to establish and publish compliance metrics, respond to complex compliance related questions, assist with government inspections and investigations, implement internal controls, and develo...
S-international compliance, and state income tax compliance. Analyst at Baxter, you have the opportunity to work with our internal team as well as collaboratively with the teams we support. Manager of Domestic Compliance and IRS Audits. Support quarterly and annual tax requirements for SOX complianc...
Includes attendance of Park Discovery training, Security department training, and Security in-service training. Maintain department uniform guidelines in accordance with policies set forth by the Security department. Represent the Security department and the Park in a professional manner at all time...
The Associate Director, Compliance will have a general working knowledge of AbbVie’s business, the current compliance environment, and the broader business impact of compliance issues to develop and provide solution-oriented compliance guidance related to AbbVie’s compliance program for ...
The Licensed Customs Brokerage Compliance Manager reports to the LOGISTEED-America, Inc. Responsibilities include setting policies, procedures and direction for a compliant Import Customs regulatory compliance program, monitoring and enforcing compliance policy guidelines for reasonable care and pap...
Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions, etc. Prepare compliance reports for Compliance Officer, Senior Management, and/or Board;. Working knowledge/experience with virtual currency, non-US AML and regulatory compliance, fraud prevention,...
We are seeking a dynamic Regulatory & Compliance Specialist with a strong legal background and expertise in gaming and cannabis regulations to join our team. Regulatory Compliance: Stay abreast of and interpret gaming and cannabis regulations at the local, state/provincial, and federal levels, ensur...
Complete monthly testing of processes and controls and assess compliance with procedures and controls related to high legal, compliance and operational risk processes. In lieu of education, 6+ years of experience in Banking Management/Banking Compliance/Regulatory Compliance/Quality Review or relate...
Complete monthly testing of processes and controls and assess compliance with procedures and controls related to high legal, compliance and operational risk processes. In lieu of education, 6+ years of experience in Banking Management/Banking Compliance/Regulatory Compliance/Quality Review or relate...