A company is looking for a Compliance Officer to develop and manage the AML/CFT program. ...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. If you are not in compliance, you will be determined unsuitable for employment with IRS. ...
A company is looking for a Compliance Officer - Consumer Default Management. ...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
The focus of the role will be on execution of control room-related tasks, advisory to the various businesses, focusing on the private side, reporting, monitoring Compliance and business controls, and the execution of Compliance controls. It is part of the Global CMG function within the Investment &a...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Delegated Controls Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assess...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Reviews identified issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
Key Responsibilities:Develop, implement, and maintain AML/BSA compliance programs and policiesManage escalated complaint resolution and issue managementStay updated on AML/BSA laws, regulations, and industry best practicesRequired Qualifications:Bachelor's degree in business, finance, law, or relate...
A company is looking for a Logistics and Compliance Manager II to support operations, sales, and finance teams regarding shipping and compliance. ...
A company is looking for a Temporary Senior Compliance Specialist in Healthcare/Cardiology (Remote). ...
A company is looking for a Director, Compliance. Key Responsibilities:Manage a variety of litigation & dispute resolution matters across the companyOversee the compliance program, including contractual compliance, data privacy, and risk assessmentSupport securities law, corporate governance, and com...
A company is looking for an Export Compliance Officer to support and drive export control compliance processes. ...
A company is looking for a Director of AML and Third Party Compliance. ...
A company is looking for a Sr Compliance/Regulatory Analyst LICKey Responsibilities:Gather and synthesize information from multiple sourcesConduct research using regulatory websites and legal research toolsProvide compliance/regulatory consult on complex compliance mattersRequired Qualifications:Bac...
A company is looking for an Associate General Counsel I to assist in various legal functions within the Legal Department. ...
A company is looking for a Manager of Global Compliance. ...
Maintain the Security Authorization or Authorization to Operate (ATO) of assigned system(s)Develop Security Authorization package for Authorizing Official (AO) signature including Authorization to Operate (ATO)Required Qualifications:3-5 years of Cybersecurity experience with DHS experienceAbility t...
A company is looking for a Compliance Analyst - Advertising Review. ...